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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Rome, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 22, 2016 | n/a | yes | Rome, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 7, 2008 | Aug 11, 2016 | no | ROME, GA | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Sep 17, 2003 | Mar 3, 2008 | no | CEDARTOWN, GA|CEDARTOWN, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 11, 2016 | Aug 22, 2016 | 11 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 3, 2008 | Mar 7, 2008 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149018:GA:2016-08-11 | Aug 11, 2016 | Aug 22, 2016 | ROME, GA | Firm change |