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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

ERIC H ZOLDAN

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NY | Raleigh, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18a745d8-9cf8-31c5-5c0c-af6f25075b09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 14, 1997
First registration: Nov 13, 2006
Dual registered: yes, broker-dealer
Other names: ERIC H ZOLDAN|ERIC HEATH ZOLDAN
IAPD individual key: 2809272

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jul 30, 2019	n/a	yes	New York, NY\|Raleigh, NC	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Jun 9, 2015	Jul 29, 2019	no	NEW YORK, NY\|TAMPA, FL\|TAMPA, FL\|New York, NY\|Raleigh, NC\|Raleigh, NC	Previous registration
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Sep 28, 2010	Jun 10, 2015	no	NEW YORK, NY\|TAMPA, FL\|SUMMIT, NJ\|TAMPA, FL	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Nov 13, 2006	Mar 26, 2010	no	TAMPA, FL\|NEW YORK, NY\|MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jul 29, 2019	Jul 30, 2019	1	Firm change	RIA to ibd
JHS CAPITAL ADVISORS, LLC	CALTON & ASSOCIATES, INC.	Jun 10, 2015	Jun 9, 2015	-1	Firm change	Other
GUNNALLEN FINANCIAL, INC	JHS CAPITAL ADVISORS, LLC	Mar 26, 2010	Sep 28, 2010	186	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112097:20999:FL:2015-06-10	Jun 10, 2015	Jun 9, 2015	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Jul 30, 2019 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 9, 2015 to Jul 29, 2019factForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 28, 2010 to Jun 10, 2015factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Nov 13, 2006 to Mar 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18a745d8-9cf8-31c5-5c0c-af6f25075b09
First observed: Nov 13, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ERIC H ZOLDAN

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NY | Raleigh, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18a745d8-9cf8-31c5-5c0c-af6f25075b09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

A.G.P / ALLIANCE GLOBAL PARTNERS

Independent wealth

Jul 30, 2019

n/a

yes

New York, NY|Raleigh, NC

Current employment

CALTON & ASSOCIATES, INC.

Independent wealth

Jun 9, 2015

Jul 29, 2019

Previous registration

JHS CAPITAL ADVISORS, LLC

Former SEC adviser

Sep 28, 2010

Jun 10, 2015

NEW YORK, NY|TAMPA, FL|SUMMIT, NJ|TAMPA, FL

Previous registration

GUNNALLEN FINANCIAL, INC

n/a

Nov 13, 2006

Mar 26, 2010

TAMPA, FL|NEW YORK, NY|MELVILLE, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CALTON & ASSOCIATES, INC.

A.G.P / ALLIANCE GLOBAL PARTNERS

Jul 29, 2019

Jul 30, 2019

Firm change

RIA to ibd

JHS CAPITAL ADVISORS, LLC

CALTON & ASSOCIATES, INC.

Jun 10, 2015

Jun 9, 2015

-1

Firm change

Other

GUNNALLEN FINANCIAL, INC

JHS CAPITAL ADVISORS, LLC

Mar 26, 2010

Sep 28, 2010

186

Firm change

Other

Team

Left

Joined

From

Kind

112097:20999:FL:2015-06-10

Jun 10, 2015

Jun 9, 2015

TAMPA, FL

Firm change