RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• H• Z•••••
- A•••• • A••••••• G••••• P••••••• independent RIA currentsince Jul 30, 2019 · New York, Ny
- C••••• • A••••••••• I••• independent RIAJun 9, 2015 to Jul 29, 2019 · New York, Ny
- J•• C•••••• A•••••••• L•• formerSep 28, 2010 to Jun 10, 2015 · New York, Ny
- G•••••••• F••••••••• I•• unclassifiedNov 13, 2006 to Mar 26, 2010 · Tampa, Fl
- C••••• • A••••••••• I••• to A•••• • A••••••• G••••• P•••••••left Jul 29, 2019, registered Jul 30, 2019 (1 days) · RIA to affiliated broker-dealer or bank
- J•• C•••••• A•••••••• L•• to C••••• • A••••••••• I•••left Jun 10, 2015, registered Jun 9, 2015 (-1 days) · Other · moved with a team
- G•••••••• F••••••••• I•• to J•• C•••••• A•••••••• L••left Mar 26, 2010, registered Sep 28, 2010 (186 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address