DFX Intelligence

D•••• R• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D•••• R• F•••••••

Advisor at S••••••• A•••••••• I•••

PLANO, TX

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Search this name across graphsid dfx:ria:18ab1031-c825-abee-ffaf-cea80846c980

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• A•••••••• I•••	Independent wealth	Mar 2, 2016	n/a	yes	PLANO, TX	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Aug 15, 2011	Feb 17, 2016	no	DALLAS, TX\|ALLEN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	S••••••• A•••••••• I•••	Feb 17, 2016	Mar 2, 2016	14	Firm change	Other
P•••••••• I••••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jan 18, 2011	Aug 15, 2011

Relationships

Registered with (3)

→ S••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 2, 2016 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 15, 2011 to Feb 17, 2016factForm ADV
→ P•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2005 to Jan 18, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18ab1031-c825-abee-ffaf-cea80846c980
First observed: Aug 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.