This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$160MItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$160M

Private client RAUM

$160MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$40.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

9

Advisory employees

5

Offices

4Schedule D 1.F, beyond the principal office

Accounts

890

Individual clients

270

High net worth clients

38

SEC number

801-126099

CRD

114805

Filings on the tape

9

First filed

Jun 15, 2022

Latest filed

Sep 2, 2026

Organised

Corporation, TX

Website

spectrumadvisors.net

• Occurred

  Dec 17, 2024
  Advisor changed firm

  Bradley Alan Mickelson left Spectrum Advisors, Inc. for Mercer Global Advisors Inc. (registered 2025-03-05)

  Form ADVobserved 4 days ago
• Occurred

  Jun 15, 2022
  First Form ADV filing

  Spectrum Advisors, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:abfcf13e-6f88-0b9c-8aee-7f07e041db49

First observed

Jun 15, 2022

Last observed

Sep 2, 2026 17 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.