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Advisor at EQUITABLE ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 2, 2023 | n/a | yes | NEW YORK, NY | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 5, 2023 | Oct 4, 2023 | no | Forest Hills, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 7, 2022 | Jan 9, 2023 | no | NEW YORK, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 5, 2020 | Jun 14, 2022 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EQUITABLE ADVISORS, LLC | Oct 4, 2023 | Oct 2, 2023 | -2 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PRUCO SECURITIES, LLC | Jan 9, 2023 | Jan 5, 2023 | -4 | Firm change | Wirehouse to ibd |
| EQUITABLE ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 14, 2022 | Jun 7, 2022 | -7 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:7691:NY:2022-06-14 | Jun 14, 2022 | Jun 7, 2022 | NEW YORK, NY | Firm change |