DFX Intelligence

G•••••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

G•••••••• A••••••••

Advisor at J••• M••••• S••••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:18b8d9d6-ff08-a564-261d-5193afa8d588

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 25, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Feb 24, 2026	n/a	yes	MIAMI, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 19, 2024	Feb 27, 2026	no	FORT LAUDERDALE, FL\|MIAMI SHORES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Feb 27, 2026	Feb 24, 2026	-3	Firm change	Wirehouse to wirehouse
S••••• F•••••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 28, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:FL:2026-02-17	Feb 27, 2026	Feb 24, 2026	MIAMI SHORES, FL	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 19, 2024 to Feb 27, 2026factForm ADV
→ S••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2023 to Mar 28, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
G•••••••• A•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-02-24)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Advisor changed firm
G•••••••• A•••••••• left S••••• F•••••••• M••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-11-19)
Form ADVobserved 7 days ago
Occurred
Jun 15, 2023
Advisor changed firm
G•••••••• A•••••••• left U•• F•••••••• S••••••• I••• for S••••• F•••••••• M••••••••• L•• (registered 2023-07-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18b8d9d6-ff08-a564-261d-5193afa8d588
First observed: Oct 25, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.