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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JASON TAYLOR BOTHWELL

Advisor at MORGAN STANLEY

Menlo Park, CA

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Search this name across graphsid dfx:ria:18c22144-899f-68f2-bcc3-b16f5474d6ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 5, 2005
First registration: Aug 16, 2007
Dual registered: yes, broker-dealer
Other names: JASON TAYLOR BOTHWELL|JASON BOTHWELL
IAPD individual key: 4966195

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2023	n/a	yes	Menlo Park, CA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 23, 2016	Sep 5, 2023	no	Palo Alto, CA\|ARLINGTON, VA\|Menlo Park, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 13, 2011	Apr 22, 2014	no	PLEASANTON, CA\|SACRAMENTO, CA\|PLEASANTON, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Aug 16, 2007	Jul 29, 2011	no	PALO ALTO, CA\|SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 22, 2014	Mar 23, 2016	701	Firm change after gap	Other
U.S. BANCORP ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 29, 2011	Sep 13, 2011	46	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 23, 2016 to Sep 5, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 13, 2011 to Apr 22, 2014factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 16, 2007 to Jul 29, 2011factForm ADV

Dated events

No dated event names this entity yet.