DFX Intelligence

D••• E•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

D••• E•••• D••••••

Advisor at F•••• P••••••• W•••••• L••

Naples, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Oct 10, 2024	n/a	yes	Naples, FL	Current employment
B••••••••• W••••• • F•••••••• M••••••••• L••	Former SEC adviser	May 17, 2016	Mar 5, 2018	no	Bethesda, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• • F•••••••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 5, 2018	Oct 10, 2024	2,411	Firm change after gap	RIA to RIA
M•••••• W••••• M•••••••••	B••••••••• W••••• • F•••••••• M••••••••• L••	Nov 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
152965:159289:MD:2018-03-05	Mar 5, 2018	Oct 10, 2024	BETHESDA, MD	Firm change after gap

Relationships

Registered with (7)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ B••••••••• W••••• • F•••••••• M••••••••• L••Registered adviserregistration: previous registration
May 17, 2016 to Mar 5, 2018factForm ADV
→ M•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 16, 2013 to Nov 22, 2016factForm ADV
→ F••••••••• W••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 11, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.