DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• E•••• D••••••

F•••• P••••••• W•••••• L••independent RIANaples, FlIA-onlyIAPD 5063322

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••• E•••• D••••••

At current firm

1 y

since Oct 10, 2024

In the industry

19 y

since Oct 30, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Oct 10, 2024 · Naples, Fl
B••••••••• W••••• • F•••••••• M••••••••• L•• former
May 17, 2016 to Mar 5, 2018 · Bethesda, Md
M•••••• W••••• M••••••••• former
Sep 16, 2013 to Nov 22, 2016 · Leesburg, Va
F••••••••• W••••• M••••••••• I••• independent RIA
Jan 21, 2013 to Aug 8, 2013 · Rockville, Md
E••••••••• I••••••••• M••••••••• I••• former
Oct 28, 2009 to Mar 30, 2010 · Pittsburgh, Pa
L••••• F•••••••• A••••••• I•• independent RIA
Oct 7, 2009 to Mar 30, 2010 · Pittsburgh, Pa
F••••••••• W••••• M••••••••• I••• independent RIA
Mar 13, 2008 to Jul 22, 2009 · Potomac, Md
T•••• F•••••••• C••••••••• I••• former
Jul 11, 2007 to Feb 21, 2008 · Dickerson, Md

Moves

a registration end followed by a registration begin elsewhere

B••••••••• W••••• • F•••••••• M••••••••• L•• to F•••• P••••••• W•••••• L••
left Mar 5, 2018, registered Oct 10, 2024 (2411 days) · RIA to RIA · moved with a team
M•••••• W••••• M••••••••• to B••••••••• W••••• • F•••••••• M••••••••• L••
left Nov 22, 2016, registered May 17, 2016 (-189 days) · Other
F••••••••• W••••• M••••••••• I••• to M•••••• W••••• M•••••••••
left Aug 8, 2013, registered Sep 16, 2013 (39 days) · Other
L••••• F•••••••• A••••••• I•• to E••••••••• I••••••••• M••••••••• I•••
left Mar 30, 2010, registered Oct 28, 2009 (-153 days) · Other
E••••••••• I••••••••• M••••••••• I••• to F••••••••• W••••• M••••••••• I•••
left Mar 30, 2010, registered Jan 21, 2013 (1028 days) · Other
F••••••••• W••••• M••••••••• I••• to L••••• F•••••••• A••••••• I••
left Jul 22, 2009, registered Oct 7, 2009 (77 days) · Other
T•••• F•••••••• C••••••••• I••• to F••••••••• W••••• M••••••••• I•••
left Feb 21, 2008, registered Mar 13, 2008 (21 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address