DFX Intelligence

L••••• F•••••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••••• F•••••••• A••••••• I••

CRD 108207

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:208e7c08-1b19-f77c-dbe2-0e3a25f6f3ea

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 24, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $390M••• Locked
Discretionary RAUM: $390M
Private client RAUM: $378Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $130Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• J••• H•••••••	Certified Financial Planner	PITTSBURGH, PA	22	25	1	no
R••••• C•••••• W••••	n/a	PITTSBURGH, PA	5	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• J••••• J•••	CEO, PRESIDENT, CCO AND WEALTH ADVISOR	D	yes	02/2022	Feb 7, 2020	Aug 15, 2024
K•••• C••••••••• J•	OWNER AND DIRECTOR OF MARKETING	D	yes	05/2001	Feb 7, 2020	Aug 15, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$390M	$335M	16.3%	$247M	16.5%	11	11	0	0

Relationships

Affiliated with (1)

← E••••••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (15)

← W•••••• T••••• K•••••Advisorregistration: previous registration
Sep 22, 2010 to Jun 13, 2019factForm ADV
← R••••• C•••••• W••••Advisorregistration: current employment
Apr 3, 2021 to presentfactForm ADV
←

Dated events

Occurred
Jul 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 7, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:208e7c08-1b19-f77c-dbe2-0e3a25f6f3ea
First observed: Mar 30, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.