DFX Intelligence

K•••••• J••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

K•••••• J••••• K•••••

Advisor at T•••••••• A••••••• G••••• I•••

PITTSBURG, PA | GREENSBURG, PA

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Search this name across graphsid dfx:ria:18c98137-a6a7-f834-306b-e2f0009b92fc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Jan 25, 2010	n/a	yes	GREENSBURG, PA\|PITTSBURG, PA	Current employment
I•••••••• C•••••• A•••••••	Former SEC adviser	Jun 17, 2009	Jan 21, 2010	no	PITTSBURGH, PA\|BRIDGEVILLE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• C•••••• A•••••••	T•••••••• A••••••• G••••• I•••	Jan 21, 2010	Jan 25, 2010	4	Firm change	Other

Relationships

Registered with (2)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Jan 25, 2010 to presentfactForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jun 17, 2009 to Jan 21, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18c98137-a6a7-f834-306b-e2f0009b92fc
First observed: Jun 17, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.