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Advisor at B••••••• J•••• L••
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• J•••• L•• | Independent wealth | May 19, 2015 | n/a | yes | SEATTLE, WA | Current employment |
| B••••••• J•••• L•• | Independent wealth | May 19, 2015 | Dec 31, 2016 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• G•••• L••••• | B••••••• J•••• L•• | Apr 14, 2015 | May 19, 2015 | 35 | Firm change | Other |
| S•• | F•••••••• A••••••• G•••• L••••• | Mar 12, 2015 | Mar 12, 2015 |
| F•••••••• A••••••• G•••• L••••• |
| Independent wealth |
| Mar 12, 2015 |
| Apr 14, 2015 |
| no |
| GIG HARBOR, WA |
| Previous registration |
| S•• | Former SEC adviser | Apr 1, 2014 | Mar 12, 2015 | no | GIG HARBOR, WA | Previous registration |
| S•••••••• C•••••• G•••• L••••• | Former SEC adviser | Nov 16, 2012 | Dec 31, 2014 | no | GIG HARBOR, WA | Previous registration |
| Firm change |
| Other |
| S•••••••• C•••••• G•••• L••••• | S•• | Dec 31, 2014 | Apr 1, 2014 | -274 | Firm change after gap | Other |