DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
11 y
since May 19, 2015
In the industry
29 y
since Apr 10, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brighton Jones LLC independent RIA currentsince May 19, 2015 · Seattle, Wa
- Brighton Jones LLC independent RIAMay 19, 2015 to Dec 31, 2016 · Seattle, Wa
- Fortitude Advisory Group L.L.C. independent RIAMar 12, 2015 to Apr 14, 2015 · Gig Harbor, Wa
- Sca formerApr 1, 2014 to Mar 12, 2015 · Gig Harbor, Wa
- Strategic Capital Group L.L.C. formerNov 16, 2012 to Dec 31, 2014 · Gig Harbor, Wa
Moves
a registration end followed by a registration begin elsewhere
- Fortitude Advisory Group L.L.C. to Brighton Jones LLCleft Apr 14, 2015, registered May 19, 2015 (35 days) · Other
- Sca to Fortitude Advisory Group L.L.C.left Mar 12, 2015, registered Mar 12, 2015 (0 days) · Other
- Strategic Capital Group L.L.C. to Scaleft Dec 31, 2014, registered Apr 1, 2014 (-274 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address