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J••• E••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J••• E••••• S••••••••

Advisor at O••••••••• A•••• M••••••••• L••

STAMFORD, CT

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Search this name across graphsid dfx:ria:18ea343b-f9ca-59ea-6383-e2cb9b2fb01d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• A•••• M••••••••• L••	Independent wealth	Mar 31, 2025	n/a	yes	STAMFORD, CT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	Mar 24, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	O••••••••• A•••• M••••••••• L••	Mar 24, 2025	Mar 31, 2025	7	Firm change	Ibd to RIA
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025

Relationships

Registered with (7)

→ O••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 24, 2025 to Mar 24, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
May 20, 2022 to Jan 24, 2025factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••

Dated events

Occurred
Mar 24, 2025
Advisor changed firm
J••• E••••• S•••••••• left O•••• W•••••• I••• for O••••••••• A•••• M••••••••• L•• (registered 2025-03-31)
Form ADVobserved 7 days ago
Occurred
Jun 7, 2022
Advisor changed firm
J••• E••••• S•••••••• left T• R••• P•••• A••••••• S•••••••• I••• for O•••• F•• I••• (registered 2022-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18ea343b-f9ca-59ea-6383-e2cb9b2fb01d
First observed: Jan 1, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.