DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Edward Shetterly
Feed of 09/14/2026
At current firm
1 y
since Mar 31, 2025
In the industry
29 y
since Dec 31, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- O'Shaughnessy Asset Management, LLC independent RIA currentsince Mar 31, 2025 · Stamford, Ct
- Osaic Wealth, Inc. BD affiliatedJan 24, 2025 to Mar 24, 2025 · Scottsdale, Az
- Osaic Fa, Inc. formerMay 20, 2022 to Jan 24, 2025 · Radnor, Pa
- T. Rowe Price Advisory Services, Inc. BD affiliatedSep 16, 2015 to Jun 7, 2022 · Owings Mills, Md
- Edward Jones national BDJan 5, 2011 to Aug 25, 2015 · St Louis, Mo
- J.J.B. Hilliard, W.L. Lyons, LLC formerOct 6, 2005 to Jan 3, 2011 · Louisville, Ky
- Legg Mason Wood Walker, Incorporated unclassifiedJan 1, 1998 to Sep 23, 2005 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to O'Shaughnessy Asset Management, LLCleft Mar 24, 2025, registered Mar 31, 2025 (7 days) · Affiliated broker-dealer or bank to independent RIA
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- T. Rowe Price Advisory Services, Inc. to Osaic Fa, Inc.left Jun 7, 2022, registered May 20, 2022 (-18 days) · RIA to affiliated broker-dealer or bank
- Edward Jones to T. Rowe Price Advisory Services, Inc.left Aug 25, 2015, registered Sep 16, 2015 (22 days) · Other
- J.J.B. Hilliard, W.L. Lyons, LLC to Edward Jonesleft Jan 3, 2011, registered Jan 5, 2011 (2 days) · Other
- Legg Mason Wood Walker, Incorporated to J.J.B. Hilliard, W.L. Lyons, LLCleft Sep 23, 2005, registered Oct 6, 2005 (13 days) · Other
Signals
- John Edward Shetterly left Osaic Wealth, Inc. for O'Shaughnessy Asset Management, Llc (registered 2025-03-31)Mar 24, 2025 · Advisor changed firm · fact
- John Edward Shetterly left T. Rowe Price Advisory Services, Inc. for Osaic Fa, Inc. (registered 2022-05-20)Jun 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address