DFX Intelligence

A•••••••• P•••••• E••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•••••••• P•••••• E••••• I••••••••• M••••••••• L••

CRD 322058

NEW YORK, NY

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Search this name across graphsid dfx:ria:18ee31af-d214-6eb1-d878-91a01622c153

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 0
Observed: Jun 27, 2022 to Feb 10, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0
Regulatory AUM: $4.5B••• Locked
Discretionary RAUM: $4.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 290

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• U• H•••••••• L••	Member	E	yes	04/2022	Jun 27, 2022	Mar 25, 2024
B••••••••• O••••••••• G••••••••• R••••••••	CHIEF EXECUTIVE OFFICER	Na	yes	06/2022	Jun 27, 2022	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• I••••••••• M••••••••• L•••••	n/a	Asset manager	$284B	N	yes	n/a
C•••••• G••••• C••••• I••••••••• M••••••••• L•••••	n/a	Asset manager	$68B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Amsterdam	n/a	Netherlands	26	no
HONG KONG	n/a	Hong Kong	10	no
London	n/a	United Kingdom	8	no
Singapore	n/a	Singapore	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.5B	$1.3B	231.4%	$184M	189.5%	290	236	4	4

Relationships

Affiliated with (5)

← A•••••••• U• H•••••••• L••Registered adviserother investment adviser, bank, control
factForm ADV
← A•••••••• P••••••• B•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ T•• C•••••• G••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ A•••••••• P••••••• B•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control

Dated events

Occurred
Feb 10, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$3.1B
Occurred
Mar 11, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.0B
Occurred
Mar 25, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$127M
Occurred
Jun 27, 2022
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18ee31af-d214-6eb1-d878-91a01622c153
First observed: Jun 27, 2022
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.