DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpinvest Private Equity Investment Management, LLC
Latest filing Feb 10, 2026
First filing on the tape Jun 27, 2022 · 7 filings
SEC status approved since Jul 28, 2022
RAUM
$4.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
290
127 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$4.5B as of Feb 10, 2026
Mar 31, 2023$184M then
HNW client RAUM$0 as of Feb 10, 2026
Mar 31, 2023$0 then
State-registered IARs (5.B.3)0 as of Feb 10, 2026
Mar 31, 20230 then
Employees (5.A)290 as of Feb 10, 2026
Mar 31, 2023191 then
Private funds: no history
RAUM +231% over the last fiscal year+189% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +231%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$4.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rudolfina Geertruida Bagijn-Van Overbeeke · Chief Executive Officercontrolsince 06/2022 · owns less than 5%
- Kathleen Erica Herberg · Chief Financial Officercontrolsince 06/2022 · owns less than 5%
- Samuel Cameron Fairall · Chief Compliance Officersince 06/2022 · owns less than 5%
- Steven Michael Thorne · Chief Legal Officersince 06/2022 · owns less than 5%
Entity owners
- Alpinvest US Holdings, LLC · Memberdirect · owns 75% or more
- Carlyle Holdings I Gp Inc. · Memberindirect · owns 75% or more of Carlyle Holdings I Gp Sub L.L.C.
- Carlyle Holdings I Gp Sub L.L.C. · General Partnerindirect · owns F of Carlyle Holdings I L.P.
- Carlyle Holdings I L.P. · Memberindirect · owns 50% to 75% of Cg Subsidiary Holdings L.L.C.
- Carlyle Holdings II Gp L.L.C. · Memberindirect · owns 75% or more of Carlyle Holdings II L.L.C.
- Carlyle Holdings II L.L.C. · Memberindirect · owns 25% to 50% of Cg Subsidiary Holdings L.L.C.
- Cg Subsidiary Holdings L.L.C. · Memberindirect · owns 75% or more of Tc Group, L.L.C.
- Tc Group, L.L.C. · Memberindirect · owns 75% or more of The Carlyle Group
- The Carlyle Group · Memberindirect · owns 75% or more of Alpinvest US Holdings, LLC
- The Carlyle Group Inc. · Shareholderindirect · owns 75% or more of Carlyle Holdings I Gp Inc. · public reporting company
- The Carlyle Group Inc. · Memberindirect · owns 75% or more of Carlyle Holdings II Gp L.L.C. · public reporting company
Related persons
Schedule D 7.A
- Alp L Global Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Access II Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Access III Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Asf Vii G Sidecar Gp, LLCn
- Alpinvest Asf Vii Sidecar Gp, LLCn
- Alpinvest Asf Vii Top Castle Sidecar Gp, LLCbankpooled vehicle sponsorn
- Alpinvest Atom Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Atom II Gp, L.P.pooled vehicle sponsorn
- Alpinvest Atom II Lux Gp S.A.R.L.pooled vehicle sponsorn
- Alpinvest Atom Lux Gp S.A.R.L.bankpooled vehicle sponsorn
- Alpinvest C Gp, LLCbankpooled vehicle sponsorn
- Alpinvest C II Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Cendana I Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Chesapeake Scf I Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Co-Investment Ix Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Co-Investment Ix Lux Gp S.A.R.L.bankpooled vehicle sponsorn
- Alpinvest Co-Investment Viii Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Co-Investment Viii Lux Gp S.A.R.L.bankpooled vehicle sponsorn
- Alpinvest Cws Gp III B.V.pooled vehicle sponsorn
- Alpinvest Cws Gp, S.A.R.L.bankpooled vehicle sponsorn
- Alpinvest Edison Gp, LLCbankpooled vehicle sponsorn
- Alpinvest Falcon Scf I Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Finance Street II Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest G II Gp S.A.R.L.n
- Alpinvest Ggg II B.V.bankpooled vehicle sponsorn
- Alpinvest Ggg II Gp, LLCbankpooled vehicle sponsorn
- Alpinvest Grio Gp II, L.P.pooled vehicle sponsorn
- Alpinvest Grio Gp, LLCbankpooled vehicle sponsorn
- Alpinvest Harvest Gp, L.P.bankpooled vehicle sponsorn
- Alpinvest Hli Gp, L.P.bankpooled vehicle sponsorn
Advisers that list Alpinvest Private Equity Investment Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Amsterdam, Netherlands26 employees
- Hong Kong, Hong Kong10 employees
- London, United Kingdom8 employees
- Singapore, Singapore2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Feb 10, 2026related persons on Schedule D 7.A of 86.0 against a peer median of 7.0 (850 comparable advisers, 98.0th percentile, 17.8 robust deviations)peers: asset managers, $1B to $5B (850) · 98% percentile
- RAUM up 50 %Change between filings · filing Feb 10, 2026RAUM (Item 5.F) moved from $1,348,588,413 to $4,469,202,658 (+231.0%) between the annual amendments of 2025-03-11 and 2026-02-10; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 11, 2025 to Feb 10, 2026
- Advisory employees · 106 to 127Mar 11, 2025 to Feb 10, 2026
- Employees · 236 to 290Mar 11, 2025 to Feb 10, 2026
- Discretionary RAUM · $1.3B to $4.5BMar 11, 2025 to Feb 10, 2026
- RAUM · $1.3B to $4.5BMar 11, 2025 to Feb 10, 2026
- Advisory employees · 92 to 106Jan 24, 2025 to Mar 11, 2025
- BD registered reps · 10 to 12Jan 24, 2025 to Mar 11, 2025
- Employees · 216 to 236Jan 24, 2025 to Mar 11, 2025
- Financial planning clients · unset to Jan 24, 2025 to Mar 11, 2025
- Discretionary RAUM · $312M to $1.3BJan 24, 2025 to Mar 11, 2025
- RAUM · $312M to $1.3BJan 24, 2025 to Mar 11, 2025
- Advisory employees · 96 to 92Mar 31, 2023 to Mar 25, 2024
- BD registered reps · 9 to 10Mar 31, 2023 to Mar 25, 2024
- Employees · 191 to 216Mar 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $184M to $312MMar 31, 2023 to Mar 25, 2024
- RAUM · $184M to $312MMar 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $100,000 to $184MNov 14, 2022 to Mar 31, 2023
- RAUM · $100,000 to $184MNov 14, 2022 to Mar 31, 2023
- Advisory employees · 85 to 96Nov 14, 2022 to Mar 31, 2023
- BD registered reps · 4 to 9Nov 14, 2022 to Mar 31, 2023
- Employees · 110 to 191Nov 14, 2022 to Mar 31, 2023
- Other offices · 3 to 4Nov 14, 2022 to Mar 31, 2023
- Accounts · unset to 1.0Jun 27, 2022 to Nov 14, 2022
- Discretionary RAUM · unset to 100000.0Jun 27, 2022 to Nov 14, 2022
- Non-discretionary RAUM · unset to 0.0Jun 27, 2022 to Nov 14, 2022
- RAUM · unset to 100000.0Jun 27, 2022 to Nov 14, 2022
Signals
4 dated events
- Alpinvest Private Equity Investment Management, Llc reported RAUM $4.5B, up 231% from $1.3B (2025-03-11 to 2026-02-10)Feb 10, 2026 · RAUM change · derived
- Alpinvest Private Equity Investment Management, Llc reported RAUM $1.3B, up 333% from $311.6M (2025-01-24 to 2025-03-11)Mar 11, 2025 · RAUM change · derived
- Alpinvest Private Equity Investment Management, Llc reported RAUM $311.6M, up 69% from $184.3M (2023-03-31 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Alpinvest Private Equity Investment Management, Llc filed its initial SEC registration (Form ADV)Jun 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alpinvest-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/the-carlyle-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- carlylealpinvest.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-735-4293reportedpublic record, Form ADV, Feb 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026