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RIA / WealthAdvisor20 years in industry

RANDY LYNN PUCKETT

Advisor at COSEY FINANCIAL SERVICES, INC.

Hendersonville, TN | KNOXVILLE, TN

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Search this name across graphsid dfx:ria:18f43070-e9fc-58e4-e599-ac9c48bc98e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COSEY FINANCIAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 6, 2005
First registration: Oct 10, 2005
Dual registered: no
IAPD individual key: 4973225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COSEY FINANCIAL SERVICES, INC.	Independent wealth	Apr 20, 2026	n/a	yes	KNOXVILLE, TN\|Hendersonville, TN	Current employment
FINANCIAL PARTNERS GROUP, LLC	Former SEC adviser	Apr 10, 2013	Oct 23, 2017	no	GALLATIN, TN\|GALLATIN, TN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 1, 2007	Feb 25, 2013	no	GALLATIN, TN\|GALLATIN, TN\|BRENTWOOD, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 10, 2005	Aug 1, 2007	no	NASHVILLE, TN\|NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL PARTNERS GROUP, LLC	COSEY FINANCIAL SERVICES, INC.	Oct 23, 2017	Apr 20, 2026	3,101	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	FINANCIAL PARTNERS GROUP, LLC	Feb 25, 2013	Apr 10, 2013	44	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MML INVESTORS SERVICES, LLC	Aug 1, 2007	Aug 1, 2007	0	Firm change	Other

Relationships

Registered with (4)

→ COSEY FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ FINANCIAL PARTNERS GROUP, LLCRegistered adviserregistration: previous registration
Apr 10, 2013 to Oct 23, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 1, 2007 to Feb 25, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 10, 2005 to Aug 1, 2007factForm ADV

Dated events

No dated event names this entity yet.