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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | Conshohocken, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 13, 2013 | n/a | yes | ST. PETERSBURG, FL|Conshohocken, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 8, 2006 | Jun 19, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 3, 2002 | Nov 14, 2006 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Jun 19, 2009 | Nov 13, 2013 | 1,608 | Firm change after gap | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 14, 2006 | Nov 8, 2006 | -6 | Firm change | Wirehouse to wirehouse |