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Advisor at M••••••
Bloomfield Hills, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• | Bd affiliated wealth | Jun 1, 2022 | n/a | yes | Bloomfield Hills, MI | Current employment |
| E•••••• W•••••• L•• | Former SEC adviser | Mar 8, 2010 | Aug 11, 2022 | no | BLOOMFIELD HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• W•••••• L•• | M•••••• | Aug 11, 2022 | Jun 1, 2022 | -71 | Firm change after gap | RIA to ibd |
| E•••••• D•••••••• A•••••••• I••• | E•••••• W•••••• L•• | Nov 1, 2007 | Nov 2, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144901:140195:MI:2022-08-11 | Aug 11, 2022 | Jun 1, 2022 | BLOOMFIELD HILLS, MI | Firm change after gap |
| E•••••• W•••••• L•• |
| Former SEC adviser |
| Nov 2, 2007 |
| Dec 31, 2009 |
| no |
| BLOOMFIELD HILLS, MI |
| Previous registration |
| E•••••• D•••••••• A•••••••• I••• | n/a | Jun 20, 2007 | Nov 1, 2007 | no | TROY, MI | Previous registration |
| 1 |
| Firm change |
| Other |