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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SFG INVESTMENT ADVISORS, INC.

CRD 111241

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19220eac-332d-bc10-aa64-21dd2199d6d6

Data as of Mar 10, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Feb 23, 2012 to Mar 10, 2022
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $328MItem 5.F on the latest filing (2022-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $328M
Private client RAUM: $328MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 640
Individual clients: 29
High net worth clients: 76
Custody, client assets: $137M
SEC number: 801-79813
CRD: 111241
Filings on the tape: 16
First filed: Feb 23, 2012
Latest filed: Mar 10, 2022
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STEEGE, CHARLES, FOX	PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER	E	yes	12/1996	Feb 23, 2012	Mar 10, 2022
WITTER, MATTHEW, PAUL	SENIOR VICE PRESIDENT	B	yes	01/2019	Mar 13, 2019	Mar 10, 2022
STEEGE, SUSAN, MATHERS	SECRETARY/TREASURER/DIRECTOR	Na	no	12/1996	Feb 23, 2012	Mar 10, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 10, 2022	$328M	$328M	6	3	0	n/a	n/a
2020	Feb 25, 2021	$330M	$330M	8	4	0	n/a	n/a
2019	Jan 27, 2020	$264M	$263M	7	4	0	n/a	n/a
2018	Mar 13, 2019	$212M	$212M	7	3	0	n/a	n/a
2017	Mar 19, 2018	$207M	$191M	8	4	0	n/a	n/a
2016	Mar 16, 2017	$160M	$147M	6	4	n/a	n/a	n/a
2015	Mar 23, 2016	$148M	$137M	6	6	n/a	n/a	n/a
2014	Mar 19, 2015	$156M	$144M	5	5	n/a	n/a	n/a
2011	Feb 23, 2012	$80.8M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$328M	$330M	-0.5%	$212M	15.8%	6	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAVANT WEALTH MANAGEMENT	3	Dec 31, 2022	Nov 2, 2022	DOYLESTOWN, PA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← STEEGE, CHARLES, FOXOwnerPRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 23, 2012 to presentfactForm ADV
← WITTER, MATTHEW, PAULOwnerSENIOR VICE PRESIDENT, ownership code B, individual
Mar 13, 2019 to presentfactForm ADV

Owns (1)

← STEEGE, SUSAN, MATHERSOwnerSECRETARY/TREASURER/DIRECTOR, ownership code NA, individual
Feb 23, 2012 to presentfactForm ADV

Registered with (8)

← CHARLES FOX STEEGEAdvisorregistration: previous registration
Mar 27, 1997 to Dec 31, 2022factForm ADV
← MATTHEW PAUL WITTERAdvisorregistration: previous registration
Jan 25, 2018 to Dec 31, 2022factForm ADV
← JOHN HENDRICKSAdvisorregistration: previous registration
May 8, 2019 to Dec 31, 2022factForm ADV
← STEVEN TYLER MOYERAdvisorregistration: previous registration
May 8, 2019 to Sep 8, 2021factForm ADV
← JASON O'MEARAAdvisorregistration: previous registration
Mar 12, 2018 to Mar 1, 2019factForm ADV
← ALISON WALL KERBERAdvisorregistration: previous registration
Aug 15, 2011 to Mar 7, 2018factForm ADV
← ADAM MICHAEL NEWMANAdvisorregistration: previous registration
Aug 31, 2012 to Apr 3, 2017factForm ADV
← ERIN LYNEA WITTMANNAdvisorregistration: previous registration
Aug 11, 2015 to Jul 6, 2016factForm ADV

Moved with (1)

→ SAVANT WEALTH MANAGEMENTRegistered adviser3 advisors, firm absorbed, same day
Dec 31, 2022 to Nov 2, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Firm absorbed
Sfg Investment Advisors, Inc.'s advisors moved to Savant Wealth Management (Doylestown, PA): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Dec 31, 2022
Advisor changed firm
Matthew Paul Witter left Sfg Investment Advisors, Inc. for Savant Wealth Management (registered 2022-11-02)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Charles Fox Steege left Sfg Investment Advisors, Inc. for Savant Wealth Management (registered 2022-11-02)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
John Hendricks left Sfg Investment Advisors, Inc. for Savant Wealth Management (registered 2022-11-02)
Form ADVobserved 6 days ago
Occurred
Jan 27, 2020
Control person left
Jay Kelly Groff (Shareholder/Vice President/Director/Chief Compliance Officer) no longer on Schedule A of Sfg Investment Advisors, Inc. (listed 2019-03-13, absent 2020-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2019
Control person joined
Paul Matthew Witter (Senior Vice President) appeared on Schedule A of Sfg Investment Advisors, Inc.
Form ADVobserved 6 days ago
Occurred
May 20, 2014
First Form ADV filing
Sfg Investment Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19220eac-332d-bc10-aa64-21dd2199d6d6
First observed: Feb 23, 2012
Last observed: Mar 10, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SFG INVESTMENT ADVISORS, INC.

CRD 111241

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19220eac-332d-bc10-aa64-21dd2199d6d6

Data as of Mar 10, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STEEGE, CHARLES, FOX

PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

12/1996

Feb 23, 2012

Mar 10, 2022

WITTER, MATTHEW, PAUL

SENIOR VICE PRESIDENT

yes

01/2019

Mar 13, 2019

Mar 10, 2022

STEEGE, SUSAN, MATHERS

SECRETARY/TREASURER/DIRECTOR

12/1996

Feb 23, 2012

Mar 10, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 10, 2022

$328M

n/a

2020

Feb 25, 2021

$330M

n/a

2019

Jan 27, 2020

$264M

$263M

n/a

2018

Mar 13, 2019

$212M

n/a

2017

Mar 19, 2018

$207M

$191M

n/a

2016

Mar 16, 2017

$160M

$147M

n/a

2015

Mar 23, 2016

$148M

$137M

n/a

2014

Mar 19, 2015

$156M

$144M

n/a

2011

Feb 23, 2012

$80.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$328M

$330M

-0.5%

$212M

15.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAVANT WEALTH MANAGEMENT

Dec 31, 2022

Nov 2, 2022

DOYLESTOWN, PA

Firm absorbed

RIA to RIA

100.0%