DFX Intelligence

S••••• T•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant16 years in industry

S••••• T•••• M••••

Advisor at M••••••

Persakie, PA

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Search this name across graphsid dfx:ria:a996111f-16e0-5a39-8628-91a4208c4c4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Aug 25, 2022	n/a	yes	Persakie, PA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	May 8, 2019	Sep 8, 2021	no	DOYLESTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	M••••••	Sep 8, 2021	Aug 25, 2022	351	Firm change	RIA to ibd
C•••••••• F•••••••• G•••• A•••••••	E••••••• T•••• C••••••	May 16, 2019	Feb 25, 2011

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Aug 25, 2022 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 8, 2019 to Sep 8, 2021factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Oct 14, 2010 to May 16, 2019factForm ADV
→ E••••••• T•••• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a996111f-16e0-5a39-8628-91a4208c4c4d
First observed: Dec 15, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.