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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

VENTUM ADVISORS CORP.

CRD 299365

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1922ed36-1694-d98f-c1ef-fb656e7fd03f

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 6
On other graphs: 0
Observed: Jan 17, 2019 to Jun 25, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $355,082Item 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $355,082
Private client RAUM: $355,082derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $355,082derivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-114720
CRD: 299365
Filings on the tape: 26
First filed: Jan 17, 2019
Latest filed: Jun 25, 2026
Organised: Corporation
Website: ventumadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DENIS CLAUDE CORMIER	n/a	TORONTO \| VANCOUVER, BC	1	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1-UP HOLDINGS CORP.	DIRECT OWNER	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
2-UP HOLDINGS CORP.	DIRECT OWNER	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
ARCOLE INTERMEDIATE CORP.	DIRECT OWNER	C	yes	04/2023	Feb 29, 2024	Jun 24, 2024
CLH TRUST	DIRECT OWNER	E	yes	04/2017	Feb 29, 2024	Jun 24, 2024
Cusson, David	CHIEF EXECUTIVE OFFICER	Na	yes	11/2018	Jan 17, 2019	Jun 24, 2024
GLOVER, DOUGLAS, JAMES	CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER	Na	yes	04/2016	Jan 17, 2019	Jun 24, 2024
LBTM-BC HOLDINGS LTD.	DIRECT OWNER - 100% COMMON SHARES	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
LBTM-BC HOLDINGS LTD.	MAJORITY LP INTEREST	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
Morris, Robert, Christopher	Trustee	F	yes	04/2017	Feb 29, 2024	Jun 24, 2024
NADAL, MILES, SPENCER	MAJORITY OWNER	C	yes	04/2023	Jan 17, 2019	Jun 24, 2024
NORTHERN & FURY HOLDINGS LTD.	DIRECT OWNER	E	yes	07/2018	Feb 29, 2024	Jun 24, 2024
R.C. MORRIS & PARTNERS LLP	DIRECT OWNER	E	yes	07/2018	Feb 29, 2024	Jun 24, 2024
R.C. MORRIS S.O. DEBT FUND IV GP LTD.	DIRECT OWNER - 100% COMMON SHARES	E	yes	10/2020	Feb 29, 2024	Jun 24, 2024
RCM CAPITAL BD HOLDINGS GP LTD.	GENERAL PARTNER	F	yes	04/2023	Feb 29, 2024	Jun 24, 2024
RCM CAPITAL BD HOLDINGS LP	DIRECT OWNER - 100% VOTING SHARES	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
RCM CAPITAL LBTM GP LTD.	DIRECT OWNER - 100% COMMON SHARES	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
RCM CAPITAL LBTM GP LTD.	GENERAL PARTNER	F	yes	04/2023	Feb 29, 2024	Jun 24, 2024
RCM CAPITAL LBTM LP	MAJORITY LP INTEREST	E	yes	04/2023	Feb 29, 2024	Jun 24, 2024
Salerno, Mark	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Jan 17, 2019	Jun 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHGATE GROUP INC.	n/a	n/a	n/a	N	yes	n/a
PI FINANCIAL (US) CORP.	n/a	n/a	n/a	N	yes	n/a
PI FINANCIAL SERVICES CORP (INSURANCE)	n/a	n/a	n/a	N	yes	n/a
VENTUM FINANCIAL CORP.	n/a	n/a	n/a	N	yes	n/a
VENTUM INSURANCE SERVICES CORP.	n/a	n/a	n/a	N	yes	n/a
VESTCAP INVESTMENT MANAGEMENT INC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Montreal	n/a	Canada	2	yes
Ottawa	n/a	Canada	2	yes
Victoria	n/a	Canada	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 5, 2026	$355,082	$355,082	7	1	1	n/a	n/a
2024	Apr 8, 2025	$25.4M	$10.2M	15	5	2	n/a	n/a
2023	Feb 29, 2024	$20.3M	$6.9M	19	6	3	n/a	n/a
2022	Jan 4, 2023	$6.1M	$5.9M	20	6	2	n/a	n/a
2021	Jan 13, 2022	$8.2M	$8.2M	26	8	3	n/a	n/a
2020	Jan 6, 2021	$5.1M	$5.1M	26	7	3	n/a	n/a
2019	Jan 29, 2020	$3.4M	$3.4M	18	6	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$355,082	$25.4M	-98.6%	$6.1M	-61.1%	7	15	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	2	Oct 16, 2024	Nov 12, 2024	Ottawa	Team lift out	RIA to ibd	66.7%

Relationships

Registered with (4)

← DENIS CLAUDE CORMIERAdvisorregistration: current employment
Jan 29, 2025 to presentfactForm ADV
← WILLIAM BRUCE WRIGLEYAdvisorregistration: previous registration
Sep 9, 2024 to Apr 8, 2025factForm ADV
← Giacomo Francesco ArmientoAdvisorregistration: previous registration
Nov 14, 2023 to Oct 21, 2024factForm ADV
← SHELLY LYNN LAIRARAdvisorregistration: previous registration
Dec 12, 2023 to Oct 16, 2024factForm ADV

Moved with (1)

→ JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered adviser2 advisors, team lift out
Oct 16, 2024 to Nov 12, 2024factForm ADV

Controls (17)

← GLOVER, DOUGLAS, JAMESOwnerCHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 17, 2019 to Jun 24, 2024factForm ADV
← NADAL, MILES, SPENCEROwnerMAJORITY OWNER, ownership code C, individual
Jan 17, 2019 to Jun 24, 2024factForm ADV
← Salerno, MarkOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 17, 2019 to Jun 24, 2024factForm ADV
← Cusson, DavidOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 17, 2019 to Jun 24, 2024factForm ADV
← Morris, Robert, ChristopherOwnerTRUSTEE, ownership code F, individual
Feb 29, 2024 to Jun 24, 2024factForm ADV
← 1-UP HOLDINGS CORP.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← 2-UP HOLDINGS CORP.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← ARCOLE INTERMEDIATE CORP.OwnerDIRECT OWNER, ownership code C, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← CLH TRUSTOwnerDIRECT OWNER, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← LBTM-BC HOLDINGS LTD.OwnerDIRECT OWNER - 100% COMMON SHARES, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← NORTHERN & FURY HOLDINGS LTD.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← R.C. MORRIS & PARTNERS LLPOwnerDIRECT OWNER, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← R.C. MORRIS S.O. DEBT FUND IV GP LTD.OwnerDIRECT OWNER - 100% COMMON SHARES, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← RCM CAPITAL BD HOLDINGS GP LTD.OwnerGENERAL PARTNER, ownership code F, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← RCM CAPITAL BD HOLDINGS LPOwnerDIRECT OWNER - 100% VOTING SHARES, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← RCM CAPITAL LBTM GP LTD.OwnerDIRECT OWNER - 100% COMMON SHARES, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV
← RCM CAPITAL LBTM LPOwnerMAJORITY LP INTEREST, ownership code E, foreign entity
Feb 29, 2024 to Jun 24, 2024factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
William Bruce Wrigley left Ventum Advisors Corp. for John Hancock Personal Financial Services, Llc (registered 2025-10-01)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2024
Advisor changed firm
Giacomo Francesco Armiento left Ventum Advisors Corp. for John Hancock Personal Financial Services, Llc (registered 2024-11-12)
Form ADVobserved 4 days ago
Occurred
Oct 16, 2024
Team lift-out
2 advisors left Ventum Advisors Corp. (Ottawa) for John Hancock Personal Financial Services, LLC within 5 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Oct 16, 2024
Advisor changed firm
Shelly Lynn Lairar left Ventum Advisors Corp. for John Hancock Personal Financial Services, Llc (registered 2024-10-29)
Form ADVobserved 4 days ago
Occurred
Feb 29, 2024
Control person joined
Christopher Robert Morris (Trustee) appeared on Schedule A of Ventum Advisors Corp.
Form ADVobserved 4 days ago
Occurred
Jan 17, 2019
First Form ADV filing
Chevron Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1922ed36-1694-d98f-c1ef-fb656e7fd03f
First observed: Jan 17, 2019
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VENTUM ADVISORS CORP.

CRD 299365

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1922ed36-1694-d98f-c1ef-fb656e7fd03f

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DENIS CLAUDE CORMIER

n/a

TORONTO | VANCOUVER, BC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

1-UP HOLDINGS CORP.

DIRECT OWNER

yes

04/2023

Feb 29, 2024

Jun 24, 2024

2-UP HOLDINGS CORP.

DIRECT OWNER

yes

04/2023

Feb 29, 2024

Jun 24, 2024

ARCOLE INTERMEDIATE CORP.

DIRECT OWNER

yes

04/2023

Feb 29, 2024

Jun 24, 2024

CLH TRUST

DIRECT OWNER

yes

04/2017

Feb 29, 2024

Jun 24, 2024

Cusson, David

CHIEF EXECUTIVE OFFICER

yes

11/2018

Jan 17, 2019

Jun 24, 2024

GLOVER, DOUGLAS, JAMES

CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER

yes

04/2016

Jan 17, 2019

Jun 24, 2024

LBTM-BC HOLDINGS LTD.

DIRECT OWNER - 100% COMMON SHARES

yes

04/2023

Feb 29, 2024

Jun 24, 2024

LBTM-BC HOLDINGS LTD.

MAJORITY LP INTEREST

yes

04/2023

Feb 29, 2024

Jun 24, 2024

Morris, Robert, Christopher

Trustee

yes

04/2017

Feb 29, 2024

Jun 24, 2024

NADAL, MILES, SPENCER

MAJORITY OWNER

yes

04/2023

Jan 17, 2019

Jun 24, 2024

NORTHERN & FURY HOLDINGS LTD.

DIRECT OWNER

yes

07/2018

Feb 29, 2024

Jun 24, 2024

R.C. MORRIS & PARTNERS LLP

DIRECT OWNER

yes

07/2018

Feb 29, 2024

Jun 24, 2024

R.C. MORRIS S.O. DEBT FUND IV GP LTD.

DIRECT OWNER - 100% COMMON SHARES

yes

10/2020

Feb 29, 2024

Jun 24, 2024

RCM CAPITAL BD HOLDINGS GP LTD.

GENERAL PARTNER

yes

04/2023

Feb 29, 2024

Jun 24, 2024

RCM CAPITAL BD HOLDINGS LP

DIRECT OWNER - 100% VOTING SHARES

yes

04/2023

Feb 29, 2024

Jun 24, 2024

RCM CAPITAL LBTM GP LTD.

DIRECT OWNER - 100% COMMON SHARES

yes

04/2023

Feb 29, 2024

Jun 24, 2024

RCM CAPITAL LBTM GP LTD.

GENERAL PARTNER

yes

04/2023

Feb 29, 2024

Jun 24, 2024

RCM CAPITAL LBTM LP

MAJORITY LP INTEREST

yes

04/2023

Feb 29, 2024

Jun 24, 2024

Salerno, Mark

CHIEF COMPLIANCE OFFICER

yes

11/2018

Jan 17, 2019

Jun 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHGATE GROUP INC.

n/a

yes

n/a

PI FINANCIAL (US) CORP.

n/a

yes

n/a

PI FINANCIAL SERVICES CORP (INSURANCE)

n/a

yes

n/a

VENTUM FINANCIAL CORP.

n/a

yes

n/a

VENTUM INSURANCE SERVICES CORP.

n/a

yes

n/a

VESTCAP INVESTMENT MANAGEMENT INC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Montreal

n/a

Canada

yes

Ottawa

n/a

Canada

yes

Victoria

n/a

Canada

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 5, 2026

$355,082

n/a

2024

Apr 8, 2025

$25.4M

$10.2M

n/a

2023

Feb 29, 2024

$20.3M

$6.9M

n/a

2022

Jan 4, 2023

$6.1M

$5.9M

n/a

2021

Jan 13, 2022

$8.2M

n/a

2020

Jan 6, 2021

$5.1M

n/a

2019

Jan 29, 2020

$3.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$355,082

$25.4M

-98.6%

$6.1M

-61.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

Oct 16, 2024

Nov 12, 2024

Ottawa

Team lift out

RIA to ibd

66.7%