DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J.P. MORGAN SECURITIES LLC
Gallatin, TN | Brentwood, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 4, 2026 | n/a | yes | Gallatin, TN|Brentwood, TN | Current employment |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jan 2, 2024 | Sep 10, 2026 | no | FRANKLIN, TN|KNOXVILLE, TN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 28, 2018 | Sep 6, 2023 | no | MIDLOTHIAN, VA|RICHMOND, VA|SAN DIEGO, CA|NEW BERN, NC|KNOXVILLE, TN | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jul 22, 2014 | Dec 19, 2018 | no | RICHMOND, VA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Dec 16, 2009 | Jul 23, 2014 | no | ALBANY, NY|MECHANICSVILLE, VA|ASHLAND, VA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 16, 2004 | Dec 21, 2009 | no | RICHMOND, VA|MIDLOTHIAN, VA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 28, 2002 | Mar 3, 2004 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | J.P. MORGAN SECURITIES LLC | Sep 10, 2026 | Sep 4, 2026 | -6 | Firm change | Ibd to wirehouse |
| LPL FINANCIAL LLC | EAGLE STRATEGIES LLC | Sep 6, 2023 | Jan 2, 2024 | 118 | Firm change | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | LPL FINANCIAL LLC | Dec 19, 2018 | Nov 28, 2018 | -21 | Firm change | Ibd to RIA |
| SIGNATOR INVESTORS, INC. | SUMMIT FINANCIAL GROUP INC | Jul 23, 2014 | Jul 22, 2014 | -1 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | SIGNATOR INVESTORS, INC. | Dec 21, 2009 | Dec 16, 2009 | -5 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Mar 3, 2004 | Mar 16, 2004 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:6413:VA:2018-12-19 | Dec 19, 2018 | Nov 28, 2018 | RICHMOND, VA | Firm change |