DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William James Buehler

J.P. Morgan Securities LLCwirehouseGallatin, Tn dual registrantIAPD 2338301

Feed of 09/14/2026

Also filed as William James Buehler

At current firm

0 y

since Sep 4, 2026

In the industry

33 y

since Jun 24, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Sep 4, 2026 · Gallatin, Tn
Eagle Strategies LLC BD affiliated
Jan 2, 2024 to Sep 10, 2026 · Franklin, Tn
LPL Financial LLC BD affiliated
Nov 28, 2018 to Sep 6, 2023 · Midlothian, Va
Summit Financial Group Inc former
Jul 22, 2014 to Dec 19, 2018 · Richmond, Va
Signator Investors, Inc. former
Dec 16, 2009 to Jul 23, 2014 · Albany, Ny
Securian Financial Services, Inc. former
Mar 16, 2004 to Dec 21, 2009 · Richmond, Va
Principal Securities, Inc. BD affiliated
Oct 28, 2002 to Mar 3, 2004 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

Eagle Strategies LLC to J.P. Morgan Securities LLC
left Sep 10, 2026, registered Sep 4, 2026 (-6 days) · Affiliated broker-dealer or bank to wirehouse
LPL Financial LLC to Eagle Strategies LLC
left Sep 6, 2023, registered Jan 2, 2024 (118 days) · Affiliated broker-dealer or bank to another
Summit Financial Group Inc to LPL Financial LLC
left Dec 19, 2018, registered Nov 28, 2018 (-21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signator Investors, Inc. to Summit Financial Group Inc
left Jul 23, 2014, registered Jul 22, 2014 (-1 days) · Other
Securian Financial Services, Inc. to Signator Investors, Inc.
left Dec 21, 2009, registered Dec 16, 2009 (-5 days) · Other
Principal Securities, Inc. to Securian Financial Services, Inc.
left Mar 3, 2004, registered Mar 16, 2004 (13 days) · Other

Signals

William James Buehler left Eagle Strategies Llc for J.P. Morgan Securities Llc (registered 2026-09-04)
Sep 10, 2026 · Advisor changed firm · fact
William James Buehler left Lpl Financial Llc for Eagle Strategies Llc (registered 2024-01-02)
Sep 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address