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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Oscar David Rubiano

Advisor at STONEX ADVISORS INC.

BIRMINGHAM, AL | MIAMI, FL

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Search this name across graphsid dfx:ria:1931357c-4b6f-bb8f-d97a-e35b1ceb3c57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 13, 2016
First registration: Jun 16, 2016
Dual registered: yes, broker-dealer
Other names: OSCAR DAVID RUBIANO|OSCAR D RUBIANO|OSCAR DAVID RUBIANO
IAPD individual key: 6266119

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Sep 25, 2024	n/a	yes	MIAMI, FL\|BIRMINGHAM, AL	Current employment
BCI SECURITIES, INC.	Mixed wealth	Sep 1, 2021	Feb 14, 2024	no	Miami, FL	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jun 14, 2019	Aug 17, 2021	no	BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 27, 2016	Mar 12, 2019	no	BOCA RATON, FL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 16, 2016	Jun 20, 2016	no	CORAL GABLES, FL\|FT LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BCI SECURITIES, INC.	STONEX ADVISORS INC.	Feb 14, 2024	Sep 25, 2024	224	Firm change	RIA to ibd
B. RILEY WEALTH ADVISORS, INC.	BCI SECURITIES, INC.	Aug 17, 2021	Sep 1, 2021	15	Firm change	Ibd to RIA
MORGAN STANLEY	B. RILEY WEALTH ADVISORS, INC.	Mar 12, 2019	Jun 14, 2019	94	Firm change	Wirehouse to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MORGAN STANLEY	Jun 20, 2016	Jun 27, 2016	7	Firm change	Other

Relationships

Registered with (5)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ BCI SECURITIES, INC.Registered adviserregistration: previous registration
Sep 1, 2021 to Feb 14, 2024factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 14, 2019 to Aug 17, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 27, 2016 to Mar 12, 2019factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 16, 2016 to Jun 20, 2016factForm ADV

Dated events

Occurred
Feb 14, 2024
Advisor changed firm
Oscar David Rubiano left Bci Securities, Inc. for Stonex Advisors Inc. (registered 2024-09-25)
Form ADVobserved 4 days ago