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CRD 168047
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SEBASTIAN IGNACIO CONTADOR ASTROSA | n/a | MIAMI, FL | 11 | 11 | n/a | yes |
| Maria Teresa Ibanez Leon | n/a | Miami, FL | MIAMI, FL | 10 | 10 | n/a | yes |
| Christel Andrea Kind Mellado | n/a | Miami, FL | MIAMI, FL | 10 | 10 | n/a | yes |
| HENRY DAVID AGUILAR BELLO | n/a | Miami, FL | MIAMI, FL | Doral, FL | 8 | 10 | 1 | yes |
| Francisco Javier Garcia Nieto | n/a | MIAMI, FL | 7 | 10 | n/a | yes |
| ERMENGARDA PALUMBO | n/a | Miami, FL | Coral Gables, FL | 6 | 19 | 1 | yes |
| DENISE JACQUELINE DESAULNIERS | n/a | MIAMI, FL | Miami Beach, FL | 6 | 23 | 1 | yes |
| Sandy J Guzman | n/a | MIAMI, FL | 6 | 13 | n/a | yes |
| CRISTINA TERESA ALVAREZ | n/a | Miami, FL | 5 | 22 | 4 | yes |
| FELIPE BETANCUR PATINO | n/a | MIAMI, FL | 4 | 11 | 1 | yes |
| Clotilde Levi | n/a | Hollywood, FL | Coral Gables, FL | 4 | 31 | 4 | yes |
| Bibiana Isabel Patino | n/a | MIAMI, FL | Miami Shores, FL | 4 | 19 | n/a | yes |
| LUIS JAVIER ADARVE | n/a | Coral Gables, FL | 3 | 24 | 2 | yes |
| FABIO YASSERT PINEDA LOPEZ | n/a | Miami, FL | 3 | 11 | 1 | yes |
| Michelle Raabe | n/a | Coral Gables, FL | 3 | 17 | n/a | yes |
| Gonzalo Rodriguez del valle | Chartered Financial Analyst | Miami, FL | 2 | 15 | 1 | yes |
| Luis Alejandro Cedeno Salcedo | Chartered Financial Analyst | MIAMI, FL | 2 | 10 | n/a | yes |
| Nitin Mansingani | n/a | MIAMI, FL | 2 | 12 | n/a | yes |
| Ricardo Chadud | n/a | Miami, FL | 2 | 11 | 1 | yes |
| Joseph Nader | n/a | Coral Gables, FL | 2 | 18 | 4 | yes |
| ALEJANDRO S MASFERRER | n/a | Coral Gables, FL | 1 | 13 | 2 | yes |
| Nicolas Alejandro Rivero | n/a | Coral Gables, FL | 1 | 20 | 5 | yes |
| Eduardo F Torres | n/a | Miami, FL | 1 | 12 | 2 | yes |
| EDUARDO ORTEGA-SIERRA | n/a | Miami, FL | 1 | 11 | 3 | yes |
| Juan Roberto | n/a | Miami, FL | 1 | 11 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | Shareholder | E | yes | 07/2011 | Jul 1, 2021 | May 10, 2024 |
| FOXX, TERESA PENNET | Director | Na | yes | 10/2020 | Jul 1, 2021 | May 10, 2024 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | Na | yes | 05/2016 | Mar 30, 2022 | May 10, 2024 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | Na | yes | 09/2023 | Sep 14, 2023 | May 10, 2024 |
| NODAR, MARIA EUGENIA | FINOP/PFO | Na | yes | 01/2024 | Mar 26, 2024 | May 10, 2024 |
| RIVAS LIENDO, MARIA CAROLINA | CHIEF COMPLIANCE OFFICER; AML COMPLIANCE OFFICER | Na | yes | 05/2015 | Jul 1, 2021 | May 10, 2024 |
| EMPRESAS JUAN YARUR SPA | Shareholder | D | no | 12/1996 | Jul 1, 2021 | May 10, 2024 |
| MARTINEZ-LEJARZA, JUAN CARLOS | Director | Na | no | 07/2014 | Jul 1, 2021 | May 10, 2024 |
| SEGUNDO, JUAN ALBERTO | Director | Na | no | 06/2014 | Jul 1, 2021 | May 10, 2024 |
| VEGA, MARIA GRISEL | Director | Na | no | 07/2011 | Jul 1, 2021 | May 10, 2024 |
| YARUR REY, LUIS ENRIQUE | Shareholder | C | no | 11/2007 | Jul 1, 2021 | May 10, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | n/a | n/a | n/a | Y | yes | n/a |
| BCI ASSET MANAGEMENT ADMINISTRADORA GENERAL DE FONDOS S.A. | n/a | n/a | n/a | N | yes | n/a |
| BCI CORREDOR DE BOLSA S.A. | n/a | n/a | n/a | N | yes | n/a |
| BCI CORREDORES DE SEGURO S.A. | n/a | n/a | n/a | N | yes | n/a |
| CITY NATIONAL BANK OF FLORIDA | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Miami | FL | United States | 9 | yes |
| CORAL GABLES | FL | United States | 8 | yes |
| Miami | FL | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $402M | $282M | 74 | 39 | 3 | n/a | n/a |
| 2024 | Mar 30, 2025 | $295M | $202M | 68 | 31 | 3 | n/a | n/a |
| 2023 | Mar 26, 2024 | $321M | $219M | 65 | 27 | 3 | n/a | n/a |
| 2022 | Mar 30, 2023 | $381M | $165M | 71 | 21 | 3 | n/a | n/a |
| 2021 | Mar 30, 2022 | $350M | $189M | 48 | 18 | 3 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 5.7% | 0 | 1 | 0 | 18 | 13 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $402M | $295M | 36.3% | $381M | 1.8% | 74 | 68 | 3 | 3 |