DFX Intelligence

C•••••• J• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

C•••••• J• M•••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19377c4c-12d8-0f08-1421-b43110858b94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• P•••••••	Independent wealth	Aug 13, 2026	n/a	yes	HOUSTON, TX\|FRIENDSWOOD, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	HOUSTON, TX\|FRIENDSWOOD, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	A•••••• P••••••• P•••••••• I•••	Sep 5, 2025	Feb 20, 2024	-563	Channel change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:106237:TX:2025-09-05	Sep 5, 2025	Feb 20, 2024	HOUSTON, TX	Firm change after gap

Relationships

Registered with (4)

→ C••••• P••••••• P•••••••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: current employment
Feb 20, 2024 to presentfactForm ADV
→ A•••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19377c4c-12d8-0f08-1421-b43110858b94
First observed: Jan 8, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.