DFX Intelligence

L••••••• W•••••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

L••••••• W•••••• N•••••••

Advisor at C•••••• S••••••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:193f895e-f80a-7f30-edb9-8a85b6176af1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Dec 16, 2022	n/a	yes	TAMPA, FL\|Lake Mary, FL\|Sanford, FL	Current employment
C••••••• • C••• I•••	Former SEC adviser	Sep 4, 2018	Dec 9, 2022	no	Lake Mary, FL\|Lake Mary, FL\|Malden, MA\|Sanford, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	C•••••• S••••••••• M••••••••• I•••	Dec 9, 2022	Dec 16, 2022	7	Firm change	Ibd to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••• • C••• I•••	Jul 19, 2018	Sep 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:FL:2016-08-29	Aug 29, 2016	Aug 26, 2016	APOPKA, FL	Firm change

Relationships

Registered with (4)

→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 16, 2022 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Sep 4, 2018 to Dec 9, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 26, 2016 to Jul 19, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Dec 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:193f895e-f80a-7f30-edb9-8a85b6176af1
First observed: Jan 31, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.