DFX Intelligence

D••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

D••••• J••• M•••••

Advisor at C••••••• P•••••• W•••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:195743b0-db10-f44b-97bf-c6707619c101

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••• W•••••	Bd affiliated wealth	Jul 15, 2025	n/a	yes	NEW YORK, NY\|TARRYTOWN, NY	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Jun 24, 2025	n/a	yes	NEW YORK, NY\|SYRACUSE, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• S••••••••• I•••	C••••••• S••••••••• I•••	Jun 26, 2025	Jun 24, 2025	-2	Firm change	RIA to ibd
H••• S••••••••• •••• I•••	F••••••• S••••••••• I•••	Sep 6, 2012	Aug 27, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
104233:39550:NY:2025-06-26	Jun 26, 2025	Jun 24, 2025	JACKSON HEIGHTS, NY	Firm change

Relationships

Registered with (4)

→ C••••••• P•••••• W•••••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Jun 24, 2025 to presentfactForm ADV
→ F••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2012 to Jun 26, 2025factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

Occurred
Jun 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:195743b0-db10-f44b-97bf-c6707619c101
First observed: Jun 8, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.