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CRD 106457
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| P••••• J•••• R•••• | Chartered Financial Analyst | Omaha, NE | 24 | 36 | n/a | no |
| M•••••• J••• E••••••• | Chartered Financial Analyst | Omaha, NE | 24 | 39 | n/a |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P•••••• A••••••• R••••• F•••• L•• | Hedge Fund | $118M | Jun 27, 2024 | 47 | Mar 29, 2012 | reported | 021-170479 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E•••••••• M••••••• J••• | Member | C | yes | 01/1993 | Mar 29, 2012 | Jun 27, 2024 |
| O•••••• D••••••••• A••••••• J••• | Member | Na | yes | 12/2023 | Jan 25, 2024 | Jun 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.4B | $2.1B | 14.4% | $3.4B | -10.5% | 9 | 9 | 0 | 0 |
| no |
| T••• R•••••• T••••••• | Certified Financial Planner|Chartered Financial Analyst | OMAHA, NE | 14 | 28 | n/a | no |
| A•••••• J••• O•••••• D•••••••• | Chartered Financial Analyst | OMAHA, NE | 6 | 18 | n/a | no |
| M•••••••• E•••• J•••• | Chartered Financial Analyst | OMAHA, NE | 3 | 10 | n/a | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 01/2014 |
| Mar 26, 2014 |
| Jun 27, 2024 |
| R••••• P•••••• J•••• | Member | C | yes | 01/1993 | Mar 29, 2012 | Jun 27, 2024 |
| T•••••••• T•••• R•••••• | Member | A | yes | 12/2023 | Jan 25, 2024 | Jun 27, 2024 |
| Feb 25, 2026 |
| $2.4B |
| $2.4B |
| 9 |
| 5 |
| 0 |
| 1 |
| n/a |
| 2024 | Mar 11, 2025 | $2.1B | $2.1B | 9 | 5 | 0 | 1 | n/a |
| 2023 | Jan 25, 2024 | $3.4B | $3.4B | 9 | 5 | 0 | 1 | $118M |
| 2022 | Mar 26, 2023 | $3.4B | $3.4B | 9 | 5 | 0 | 1 | $110M |
| 2021 | Mar 14, 2022 | $3.7B | $3.7B | 9 | 4 | 0 | 1 | $134M |
| 2020 | Mar 4, 2021 | $2.1B | $2.1B | 8 | 4 | 0 | 1 | $148M |
| 2019 | Feb 27, 2020 | $1.9B | $1.9B | 8 | 4 | 0 | 1 | $168M |
| 2018 | Mar 27, 2019 | $1.8B | $1.8B | 8 | 4 | 0 | 1 | $156M |
| 2017 | Mar 13, 2018 | $1.9B | $1.9B | 8 | 4 | 0 | 1 | $163M |
| 2016 | Mar 17, 2017 | $1.8B | $1.8B | 9 | 3 | n/a | 1 | $147M |
| 2015 | Mar 23, 2016 | $1.8B | $1.8B | 9 | 3 | n/a | 1 | $131M |
| 2014 | Mar 20, 2015 | $1.9B | $1.9B | 7 | 3 | n/a | 1 | $127M |
| 2013 | Mar 26, 2014 | $1.1B | $1.1B | 5 | 3 | n/a | 1 | $111M |
| 2012 | Mar 11, 2013 | $921M | $921M | 5 | 3 | n/a | 1 | $66.0M |
| 2011 | Mar 29, 2012 | $827M | $827M | n/a | n/a | n/a | 1 | $28.0M |