DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• A•••• M••••••••• L••
Latest filing Jun 25, 2026
First filing on the tape Mar 29, 2012 · 29 filings
SEC status approved since Jan 25, 1993
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
16%
$395M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$487M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$2.4B as of Jun 25, 2026
Mar 29, 2012$827M then
HNW client RAUM$389M as of Jun 25, 2026
Mar 13, 2018$481M then
State-registered IARs (5.B.3)5 as of Jun 25, 2026
Mar 29, 20120 then
Employees (5.A)9 as of Jun 25, 2026
Mar 11, 20135 then
Private funds1 as of Jun 25, 2026
Mar 29, 20121 then
RAUM +14% over the last fiscal year-10% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $487MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $8.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 80%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.4B, 87 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$1.9B80%
- High-net-worth individuals$389M16%
- Pooled investment vehicles$75.3M3.1%
- Corporations and businesses$22.8M0.9%
- Individuals$6.2M0.3%
- Individual clients
- 18reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- 22reported
- Accounts
- 282reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 87 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.16 fund_share=0.03 institutional_share=0.8 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••• J•••• R••••Chartered Financial Analyst | Omaha, Ne | Jul 3, 2002 | 36 y | 0 |
| M•••••• J••• E•••••••Chartered Financial Analyst | Omaha, Ne | Jul 3, 2002 | 39 y | 0 |
| T••• R•••••• T•••••••Certified Financial Planner, Chartered Financial Analyst | Omaha, Ne | Nov 17, 2011 | 28 y | 0 |
| A•••••• J••• O•••••• D••••••••Chartered Financial Analyst | Omaha, Ne | Oct 16, 2019 | 18 y | 0 |
| M•••••••• E•••• J••••Chartered Financial Analyst | Omaha, Ne | Jan 2, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• A••••••• R••••• F•••• L•• | Hedge Fund | $118M | 47 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- E•••••••• M••••••• J••• · Membercontrolsince 01/1993 · owns 25% to 50%
- O•••••• D••••••••• A••••••• J••• · Membercontrolsince 12/2023 · owns less than 5%
- R•••••• M••••••• R•• · Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
- R••••• P•••••• J•••• · Membercontrolsince 01/1993 · owns 25% to 50%
- T•••••••• T•••• R•••••• · Membercontrolsince 12/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 253 to 282Jun 27, 2025 to Feb 25, 2026
- Charity clients · 19 to 22Jun 27, 2025 to Feb 25, 2026
- HNW clients · 39 to 52Jun 27, 2025 to Feb 25, 2026
- Individual clients · 26 to 18Jun 27, 2025 to Feb 25, 2026
- Assets in custody · $1.2B to $1.4BJun 27, 2025 to Feb 25, 2026
- Discretionary RAUM · $2.1B to $2.4BJun 27, 2025 to Feb 25, 2026
- HNW RAUM · $325M to $389MJun 27, 2025 to Feb 25, 2026
- Individual RAUM · $12.6M to $6.2MJun 27, 2025 to Feb 25, 2026
- Pooled vehicle RAUM · $78.6M to $75.3MJun 27, 2025 to Feb 25, 2026
- RAUM · $2.1B to $2.4BJun 27, 2025 to Feb 25, 2026
- Financial planning clients · unset to Mar 11, 2025 to Jun 27, 2025
- Accounts · 201 to 253Jun 27, 2024 to Mar 11, 2025
- Charity clients · 20 to 19Jun 27, 2024 to Mar 11, 2025
- HNW clients · 31 to 39Jun 27, 2024 to Mar 11, 2025
- Individual clients · 28 to 26Jun 27, 2024 to Mar 11, 2025
- Assets in custody · $1.1B to $1.2BJun 27, 2024 to Mar 11, 2025
- Discretionary RAUM · $3.4B to $2.1BJun 27, 2024 to Mar 11, 2025
- HNW RAUM · $253M to $325MJun 27, 2024 to Mar 11, 2025
- Individual RAUM · $12.8M to $12.6MJun 27, 2024 to Mar 11, 2025
- Pension RAUM · 60820717.0 to unsetJun 27, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $118M to $78.6MJun 27, 2024 to Mar 11, 2025
- RAUM · $3.4B to $2.1BJun 27, 2024 to Mar 11, 2025
- Accounts · 264 to 201Nov 28, 2023 to Jan 25, 2024
- Charity clients · 21 to 20Nov 28, 2023 to Jan 25, 2024
- HNW clients · 50 to 31Nov 28, 2023 to Jan 25, 2024
- Individual clients · 31 to 28Nov 28, 2023 to Jan 25, 2024
- Assets in custody · $1.2B to $1.1BNov 28, 2023 to Jan 25, 2024
- Discretionary RAUM · $3.4B to $3.4BNov 28, 2023 to Jan 25, 2024
- HNW RAUM · $417M to $253MNov 28, 2023 to Jan 25, 2024
- Individual RAUM · $13.5M to $12.8MNov 28, 2023 to Jan 25, 2024
- Pension RAUM · $59.2M to $60.8MNov 28, 2023 to Jan 25, 2024
- Pooled vehicle RAUM · $110M to $118MNov 28, 2023 to Jan 25, 2024
- RAUM · $3.4B to $3.4BNov 28, 2023 to Jan 25, 2024
- Accounts · 265 to 264Mar 14, 2022 to Mar 26, 2023
- Advisory employees · 4 to 5Mar 14, 2022 to Mar 26, 2023
- HNW clients · 53 to 50Mar 14, 2022 to Mar 26, 2023
- Individual clients · 25 to 31Mar 14, 2022 to Mar 26, 2023
- Assets in custody · $752M to $1.2BMar 14, 2022 to Mar 26, 2023
- State-registered IARs · 4 to 5Mar 14, 2022 to Mar 26, 2023
- Discretionary RAUM · $3.7B to $3.4BMar 14, 2022 to Mar 26, 2023
Signals
4 dated events
- P•••••• A•••• M••••••••• L•• reported RAUM $2.1B, down 37% from $3.4B (2024-06-27 to 2025-03-11)Mar 11, 2025 · RAUM change · derived
- J••• A•••••• O•••••• D•••••••• (Member) appeared on Schedule A of P•••••• A•••• M••••••••• L••Jan 25, 2024 · Control person joined · fact
- Raymond Todd Trautman (Member) appeared on Schedule A of P•••••• A•••• M••••••••• L••Jan 25, 2024 · Control person joined · fact
- P•••••• A•••• M••••••••• L•• reported RAUM $3.7B, up 78% from $2.1B (2021-08-27 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/prodigy-asset-mgt-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 402-493-9875reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $487Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026