DFX Intelligence

A••• P••••••• I••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••• P••••••• I••• L••

CRD 323712

BOSTON, MA

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Search this name across graphsid dfx:ria:195ea79f-7748-13fe-7369-d56ae7862eb0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 11
On other graphs: 2
Observed: Oct 21, 2022 to Mar 31, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• P••••••• I••• L••

Private equity manager · shared crd

Private Creditidentity

A••• P••••••• I••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 100

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• L••••• C••••• C•• 2•••••• L•••	Securitized Asset Fund	$390M	Mar 31, 2026	1	Mar 31, 2026	reported	n/a
A••• L••••• C••••• C•• 2•••••• L•••	Securitized Asset Fund	$384M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C••••••• J•••••	MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER	E	yes	09/2022	Oct 21, 2022	Mar 29, 2024
J••••••• D••••• J•	CHIEF FINANCIAL OFFICER	Na	yes	09/2022	Oct 21, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• X• C•••••• P•••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$524M	112.0%	n/a	n/a	100	89	2	1

Relationships

Advises (7)

→ A••• A••••••• S••••••••• F••• I•• C•••• L•••Private fundHedge Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ A••• L••••• C••••• C•• 2•••••• L•••Private fundSecuritized Asset Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ A••• A••••••• S••••••••• F••• I•• C•• L•••Private fundHedge Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ A••• L••••• C••••• C•• 2•••••• L•••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$587M
Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$909M
Occurred
Mar 31, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:195ea79f-7748-13fe-7369-d56ae7862eb0
First observed: Oct 21, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.