DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• P••••••• I••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 21, 2022 · 6 filings
SEC status approved since Nov 30, 2023
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
100
59 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 29, 2024$202M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)100 as of Mar 31, 2026
Mar 29, 2024106 then
Private funds4 as of Mar 31, 2026
Mar 29, 20242 then
RAUM +112% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $278MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +112%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• P••••••• X••• L••• | Private Equity Fund | $188M | 19 | Oct 30, 2023 |
| A••• P••••••• X••• L••• | Private Equity Fund | $14.3M | 4 | Oct 30, 2023 |
| A••• S•••••• C••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Oct 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• C••••••• J••••• · Managing Member And Chief Executive Officercontrolsince 09/2022 · owns 75% or more
- J••••••• D••••• J• · Chief Financial Officercontrolsince 09/2022 · owns less than 5%
- S•••••••• K••••••••• · Chief Compliance Officer / General Counselcontrolsince 09/2022 · owns less than 5%
Related persons
Schedule D 7.A
- A••• X• C•••••• P•••••••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $524,282,118 to $1,111,447,823 (+112.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 95.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 4Nov 12, 2025 to Mar 31, 2026
- Advisory employees · 50 to 59Nov 12, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 4Nov 12, 2025 to Mar 31, 2026
- Assets in custody · $524M to $1.1BNov 12, 2025 to Mar 31, 2026
- Employees · 89 to 100Nov 12, 2025 to Mar 31, 2026
- Other offices · 1 to 2Nov 12, 2025 to Mar 31, 2026
- Private funds · 2 to 4Nov 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $524M to $1.1BNov 12, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $524M to $1.1BNov 12, 2025 to Mar 31, 2026
- RAUM · $524M to $1.1BNov 12, 2025 to Mar 31, 2026
- Advisory employees · 62 to 50Mar 29, 2024 to Apr 30, 2025
- Assets in custody · $202M to $524MMar 29, 2024 to Apr 30, 2025
- Employees · 106 to 89Mar 29, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 30, 2025
- Discretionary RAUM · $202M to $524MMar 29, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $202M to $524MMar 29, 2024 to Apr 30, 2025
- RAUM · $202M to $524MMar 29, 2024 to Apr 30, 2025
- Accounts · 0 to 2Oct 30, 2023 to Mar 29, 2024
- Advisory employees · 61 to 62Oct 30, 2023 to Mar 29, 2024
- Assets in custody · $0 to $202MOct 30, 2023 to Mar 29, 2024
- Employees · 101 to 106Oct 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $0 to $202MOct 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $0 to $202MOct 30, 2023 to Mar 29, 2024
- RAUM · $0 to $202MOct 30, 2023 to Mar 29, 2024
- Advisory employees · 58 to 61Oct 21, 2022 to Oct 30, 2023
- Pooled vehicle clients · 1 to 2Oct 21, 2022 to Oct 30, 2023
- Employees · 100 to 101Oct 21, 2022 to Oct 30, 2023
- Private funds · 1 to 2Oct 21, 2022 to Oct 30, 2023
- Related bank · true to falseOct 21, 2022 to Oct 30, 2023
Signals
3 dated events
- A••• P••••••• I••• L•• reported RAUM $1.1B, up 112% from $524.3M (2025-11-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A••• P••••••• I••• L•• reported RAUM $524.3M, up 159% from $202.3M (2024-03-29 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- A••• P••••••• I••• L•• filed its initial SEC registration (Form ADV)Oct 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• P••••••• I••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (617) 859-2959reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026