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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

CASTLEKEEP INVESTMENT ADVISORS

CASTLEKEEP INVESTMENT ADVISORS LLC, CRD 111656

WESTPORT, CT

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Search this name across graphsid dfx:ria:19643eff-8b99-2593-ac70-de7dbde3985d

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Mar 18, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Castlekeep Investment Advisors

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.49 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $921MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $328M
Private client RAUM: $452MderivedItem 5.D individuals plus high net worth individuals
Private client share: 49%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $307Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 464
Individual clients: 50
High net worth clients: 66
Custody, client assets: $153M
SEC number: 801-60338
CIK: 1404780
CRD: 111656
Filings on the tape: 28
First filed: Mar 30, 2012
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN BRADEN KELAKOS HABERSTROH	n/a	WESTPORT, CT	18	21	n/a	no
LAUREN MICHELE QUESADA	n/a	WESTPORT, CT	13	14	n/a	no
LAUREN KIMBERLY HAUCK	n/a	WESTPORT, CT	0	16	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CKA HOLDINGS LLC	PARENT COMPANY AND SOLE MEMBER	E	yes	05/2000	Mar 30, 2012	Jun 6, 2024
HABERSTROH, CHARLES, WESLEY KELAKOS	Member	D	yes	05/2000	Mar 30, 2012	Jun 6, 2024
HABERSTROH, CHARLES, WESLEY KELAKOS	PRESIDENT, CEO, CIO AND CCO	Na	yes	05/2000	Mar 30, 2012	Jun 6, 2024
HABERSTROH, CHARLES, CLARK KELAKOS	PARTNER AND TREASURER	Na	no	07/2017	Mar 30, 2012	Jun 6, 2024
HABERSTROH, STEPHEN, BRADEN KELAKOS	Partner	Na	no	07/2017	Mar 30, 2012	Jun 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$921M	$328M	5	2	0	n/a	n/a
2024	Mar 26, 2025	$828M	$298M	6	2	0	n/a	n/a
2023	Mar 28, 2024	$762M	$208M	7	5	0	n/a	n/a
2022	Mar 28, 2023	$636M	$151M	5	4	0	n/a	n/a
2021	Mar 29, 2022	$692M	$134M	4	3	0	n/a	n/a
2020	Mar 31, 2021	$619M	$127M	4	3	0	n/a	n/a
2019	Mar 30, 2020	$591M	$117M	5	3	0	n/a	n/a
2018	Mar 28, 2019	$537M	$67.5M	5	4	0	n/a	n/a
2017	Mar 27, 2018	$653M	$99.9M	5	4	1	n/a	n/a
2016	Mar 28, 2017	$608M	$105M	6	4	n/a	n/a	n/a
2015	Mar 30, 2016	$769M	$216M	6	3	n/a	n/a	n/a
2014	Mar 30, 2015	$829M	$248M	6	4	n/a	n/a	n/a
2013	Mar 31, 2014	$730M	$132M	6	4	n/a	n/a	n/a
2012	Mar 28, 2013	$660M	$132M	7	4	n/a	n/a	n/a
2011	Mar 30, 2012	$539M	$112M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$921M	$828M	11.2%	$636M	13.1%	5	6	0	0

Relationships

Registered with (4)

← LAUREN KIMBERLY HAUCKAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← LAUREN MICHELE QUESADAAdvisorregistration: current employment
Mar 26, 2013 to presentfactForm ADV
← STEPHEN BRADEN KELAKOS HABERSTROHAdvisorregistration: current employment
Feb 22, 2008 to presentfactForm ADV
← MICHAEL ERNEST BENEVENTOAdvisorregistration: previous registration
Mar 7, 2023 to Feb 19, 2024factForm ADV

Controls (2)

← HABERSTROH, CHARLES, WESLEY KELAKOSOwnerMEMBER, ownership code D, individual
Mar 30, 2012 to Jun 6, 2024factForm ADV
← CKA HOLDINGS LLCOwnerPARENT COMPANY AND SOLE MEMBER, ownership code E, domestic entity
Mar 30, 2012 to Jun 6, 2024factForm ADV

Owns (2)

← HABERSTROH, STEPHEN, BRADEN KELAKOSOwnerPARTNER, ownership code NA, individual
Mar 30, 2012 to Jun 6, 2024factForm ADV
← HABERSTROH, CHARLES, CLARK KELAKOSOwnerPARTNER AND TREASURER, ownership code NA, individual
Mar 30, 2012 to Jun 6, 2024factForm ADV

Dated events

Occurred
Feb 19, 2024
Advisor changed firm
Michael Ernest Benevento left Castlekeep Investment Advisors for Fountainhead Advisors (registered 2024-03-13)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19643eff-8b99-2593-ac70-de7dbde3985d
First observed: Mar 30, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CASTLEKEEP INVESTMENT ADVISORS

CASTLEKEEP INVESTMENT ADVISORS LLC, CRD 111656

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19643eff-8b99-2593-ac70-de7dbde3985d

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN BRADEN KELAKOS HABERSTROH

n/a

WESTPORT, CT

n/a

LAUREN MICHELE QUESADA

n/a

WESTPORT, CT

n/a

LAUREN KIMBERLY HAUCK

n/a

WESTPORT, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CKA HOLDINGS LLC

PARENT COMPANY AND SOLE MEMBER

yes

05/2000

Mar 30, 2012

Jun 6, 2024

HABERSTROH, CHARLES, WESLEY KELAKOS

Member

yes

05/2000

Mar 30, 2012

Jun 6, 2024

HABERSTROH, CHARLES, WESLEY KELAKOS

PRESIDENT, CEO, CIO AND CCO

yes

05/2000

Mar 30, 2012

Jun 6, 2024

HABERSTROH, CHARLES, CLARK KELAKOS

PARTNER AND TREASURER

07/2017

Mar 30, 2012

Jun 6, 2024

HABERSTROH, STEPHEN, BRADEN KELAKOS

Partner

07/2017

Mar 30, 2012

Jun 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$921M

$328M

n/a

2024

Mar 26, 2025

$828M

$298M

n/a

2023

Mar 28, 2024

$762M

$208M

n/a

2022

Mar 28, 2023

$636M

$151M

n/a

2021

Mar 29, 2022

$692M

$134M

n/a

2020

Mar 31, 2021

$619M

$127M

n/a

2019

Mar 30, 2020

$591M

$117M

n/a

2018

Mar 28, 2019

$537M

$67.5M

n/a

2017

Mar 27, 2018

$653M

$99.9M

n/a

2016

Mar 28, 2017

$608M

$105M

n/a

2015

Mar 30, 2016

$769M

$216M

n/a

2014

Mar 30, 2015

$829M

$248M

n/a

2013

Mar 31, 2014

$730M

$132M

n/a

2012

Mar 28, 2013

$660M

$132M

n/a

2011

Mar 30, 2012

$539M

$112M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$921M

$828M

11.2%

$636M

13.1%