DFX Intelligence

N••••• D••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

N••••• D••••• B•••••

Advisor at C••••••••• W••••• A•••••••• L••

MINNEAPOLIS, MN | Green Bay, WI

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Search this name across graphsid dfx:ria:196eba98-a3b0-c23b-7791-018fe2e73166

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••• L••	Bd affiliated wealth	Aug 13, 2026	n/a	yes	MINNEAPOLIS, MN\|Green Bay, WI	Current employment
C••••••• P•••••••	Independent wealth	Oct 5, 2022	Aug 14, 2026	no	OVERLAND PARK, KS\|Madison, WI\|Green Bay, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	C••••••••• W••••• A•••••••• L••	Aug 14, 2026	Aug 13, 2026	-1	Firm change	RIA to ibd
W••••• F•••••••• A•••••••• L••	C••••••• P•••••••	Oct 12, 2022	Oct 5, 2022

Relationships

Registered with (3)

→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Oct 5, 2022 to Aug 14, 2026factForm ADV
→ W••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2019 to Oct 12, 2022factForm ADV

Dated events

Occurred
Aug 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:196eba98-a3b0-c23b-7791-018fe2e73166
First observed: Sep 16, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.