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CRD 109983
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HASAN, RAFIA, KHUSHBAKHT | CHIEF INVESTMENT OFFICER | Na | yes | 11/2017 | Mar 15, 2018 | Aug 15, 2022 |
| NICHOLS, JULIE, RAE | CHIEF FINANCIAL OFFICER | Na | yes | 04/2014 | Aug 27, 2014 | Aug 15, 2022 |
| PIERCE, JEFFREY, LAWRENCE | CHIEF EXECUTIVE OFFICER/PRESIDENT | Na | yes | 02/2019 | Mar 15, 2019 | Aug 15, 2022 |
| REDMAN, CONNIE, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2022 | Aug 15, 2022 | Aug 15, 2022 |
| WIPFLI FINANCIAL, LLC | Member | E | yes | 07/2000 | Mar 28, 2012 | Aug 15, 2022 |
| WIPFLI LLP | MEMBER OF WIPFLI FINANCIAL, LLC | E | yes | 07/2000 | Mar 28, 2012 | Aug 15, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WIPFLI LLP | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Minneapolis | Mn | United States | 15 | no |
| Madison | Wi | United States | 8 | no |
| GREEN BAY | Wi | United States | 7 | no |
| Chicago | IL | United States | 6 | no |
| Alpharetta | Ga | United States | 5 | no |
| Wausau | Wi | United States | 5 | no |
| Radnor | Pa | United States | 4 | no |
| Rockford | IL | United States | 3 | no |
| Appleton | Wi | United States | 3 | no |
| EAU CLAIRE | Wi | United States | 3 | no |
| Englewood | Co | United States | 2 | no |
| Lakewood | Co | United States | 2 | no |
| Bozeman | Mt | United States | 2 | no |
| Bedford | Nh | United States | 2 | no |
| Atlanta | Ga | United States | 1 | no |
| Aurora | IL | United States | 1 | no |
| Clayton | Mo | United States | 1 | no |
| Philadelphia | Pa | United States | 1 | no |
| LEE'S SUMMIT | Mo | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Aug 15, 2022 | $5.1B | $4.7B | 118 | 76 | 19 | n/a | n/a |
| 2021 | Aug 26, 2021 | $5.0B | $4.0B | 89 | 66 | 18 | n/a | n/a |
| 2020 | Jul 27, 2020 | $3.4B | $2.7B | 75 | 59 | 15 | n/a | n/a |
| 2019 | Aug 22, 2019 | $3.3B | $2.6B | 82 | 75 | 15 | n/a | n/a |
| 2018 | Aug 24, 2018 | $3.2B | $2.5B | 75 | 50 | 13 | n/a | n/a |
| 2017 | Aug 28, 2017 | $4.4B | $2.9B | 86 | 71 | n/a | n/a | n/a |
| 2016 | Aug 29, 2016 | $3.9B | $2.4B | 86 | 49 | n/a | n/a | n/a |
| 2015 | Aug 27, 2015 | $3.9B | $2.2B | 62 | 45 | n/a | n/a | n/a |
| 2014 | Aug 27, 2014 | $3.5B | $1.9B | 56 | 35 | n/a | n/a | n/a |
| 2013 | Aug 23, 2013 | $3.0B | $1.5B | 51 | 33 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $2.7B | $1.4B | 47 | 29 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $2.5B | $1.0B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $5.1B | $5.0B | 1.7% | $3.3B | 15.2% | 118 | 89 | 19 | 18 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| TEAM HEWINS, LLC | 2 | Jun 1, 2018 | May 29, 2018 | REDWOOD CITY, CA | Team lift out | RIA to new firm | 4.4% |
| TEAM HEWINS, LLC | 8 | Jun 1, 2018 | Jun 4, 2018 | MILWAUKEE, WI | Team lift out | RIA to new firm | 17.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| REDWOOD WEALTH MANAGEMENT, LLC | 4 | Dec 31, 2021 | Jan 6, 2022 | ALPHARETTA, GA | Firm absorbed | RIA to RIA | 100.0% |