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R••• J• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••• J• M••••

Advisor at C••••••••• A••••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:196facd4-ce42-1865-bc4d-b14908c5f03a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A••••••• L••	No RAUM reported	May 20, 2026	n/a	yes	FRISCO, TX	Current employment
R••••• I••••••••• A•••••••• I••	Bd affiliated wealth	Feb 6, 2026	Jun 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• I••••••••• A•••••••• I••	C••••••••• A••••••• L••	Jun 8, 2026	May 20, 2026	-19	Firm change	Ibd to new firm
T••••••••• L••	R••••• I••••••••• A•••••••• I••	Jan 5, 2026

Relationships

Registered with (5)

→ C••••••••• A••••••• L••Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 6, 2026 to Jun 8, 2026factForm ADV
→ T••••••••• L••Registered adviserregistration: previous registration
Nov 11, 2024 to Jan 5, 2026factForm ADV
→ I•••••• A•••••••• L••

Dated events

Occurred
Jun 8, 2026
Advisor changed firm
R••• J• M•••• left R••••• I••••••••• A•••••••• I•• for C••••••••• A••••••• L•• (registered 2026-05-20)
Form ADVobserved 7 days ago
Occurred
Jan 5, 2026
Advisor changed firm
R••• J• M•••• left T••••••••• L•• for R••••• I••••••••• A•••••••• I•• (registered 2026-02-06)
Form ADVobserved 7 days ago
Occurred
Nov 8, 2024
Advisor changed firm
R••• J• M•••• left I•••••• A•••••••• L•• for T••••••••• L•• (registered 2024-11-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:196facd4-ce42-1865-bc4d-b14908c5f03a
First observed: Jan 3, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.