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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRANSCE3ND LLC

CRD 317745

BUDA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72a44127-92bb-d1d0-ae34-ddfbbf43a31f

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 24
On other graphs: 0
Observed: Sep 1, 2022 to May 5, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=37.0
Regulatory AUM: $419MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $419M
Private client RAUM: $405MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 42
RAUM per advisor: $10.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 60
Advisory employees: 42
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 2,619
Individual clients: 1,380
High net worth clients: 201
SEC number: 801-126674
CRD: 317745
Filings on the tape: 25
First filed: Sep 1, 2022
Latest filed: May 5, 2026
Organised: Limited Liability Company, TX
Website: transcendim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 42

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH ALLEN QUARTUCCI	Chartered Financial Consultant	BUDA, TX	4	24	3	yes
Mark Douglas Caldwell	Certified Financial Planner	BUDA, TX	4	34	4	yes
CLELLAN VANCE HYATT	n/a	BUDA, TX	4	11	2	yes
JENNIFER KRISTIE TAYLOR	n/a	BUDA, TX	4	15	2	yes
JOSHUA MARK HUARD	n/a	BUDA, TX	4	11	2	yes
KYLE JASON ROBARGE	n/a	BUDA, TX	4	10	2	yes
WILLIAM JOSEPH ALEXANDER	n/a	Dallas, TX \| BUDA, TX	3	20	1	no
Arpit Sharma	n/a	BUDA, TX	3	13	n/a	no
MARK CHARLES SCHREIBER	n/a	BUDA, TX \| KIRKWOOD, MO	3	29	4	yes
BRUCE GERARD WEHNER	n/a	KIRKWOOD, MO \| BUDA, TX	3	19	2	yes
STEPHEN C JOSEPH	n/a	BUDA, TX \| KIRKWOOD, MO	3	11	2	yes
CONNER CAPPS	n/a	Kirkwood, MO \| BUDA, TX	3	12	3	yes
ROBERT FRANCIS SCHILLY	n/a	BUDA, TX \| KIRKWOOD, MO	3	21	4	yes
Kyle Wilcutt	n/a	BUDA, TX \| KIRKWOOD, MO	3	15	2	yes
JOHN EDWARD MORIARTY	Chartered Financial Consultant	BUDA, TX \| KIRKWOOD, MO	3	30	6	yes
JESSICA MICHELLE KNUTSON	n/a	BUDA, TX \| KIRKWOOD, MO	3	17	3	yes
LARRY KENNETH LYONS	Chartered Financial Consultant	BUDA, TX \| CUMMING, GA	3	29	3	yes
DONALD GENE DURR	n/a	BEAUMONT, TX \| BUDA, TX	3	17	3	no
STEVEN ANDREW SHORLEY	n/a	BUDA, TX \| St Peters, MO	3	19	2	yes
KEITH BERNARD STINEBAKER	n/a	St Peters, MO \| BUDA, TX	3	18	3	yes
Vincent Keith Annable	n/a	BUDA, TX \| Scottsdale, AZ	3	21	8	yes
Robert Lloyd Annable	n/a	Scottsdale, AZ \| BUDA, TX	3	15	8	yes
Chad Benoit	n/a	BUDA, TX \| BASTROP, TX	3	16	n/a	yes
AMY JOSLIN	n/a	Henderson, NV \| BUDA, TX	3	11	1	yes
Sebastiano Vassallo	n/a	DALLAS, TX \| BUDA, TX	2	18	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MATTINGLY, JOHN, TYLER	President	Na	yes	03/2024	Mar 29, 2024	Aug 29, 2024
MORIARTY, JOHN, EDWARD	Member	C	yes	08/2022	Sep 1, 2022	Aug 29, 2024
QUARTUCCI, JOSEPH, ALLEN	CHIEF EXECUTIVE OFFICER, MEMBER	D	yes	12/2021	Sep 1, 2022	Aug 29, 2024
Wheadon, Bruce, Alan	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 24, 2024	Aug 29, 2024
Wilkerson, Diana, L	CHIEF OPERATING OFFICER	Na	no	09/2022	Mar 29, 2024	Aug 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
APU TAX LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Kirkwood	Mo	United States	8	yes
Scottsdale	Az	United States	3	yes
Bastrop	TX	United States	3	yes
Hazelwood	Mo	United States	2	yes
ST. PETERS	Mo	United States	2	yes
Stuart	FL	United States	1	yes
Cumming	Ga	United States	1	yes
WHITE BEAR LAKE	Mn	United States	1	no
ST. PETERS	Mo	United States	1	yes
Beaumont	TX	United States	1	no
Dallas	TX	United States	1	no
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$419M	$419M	60	42	16	n/a	n/a
2024	Mar 17, 2025	$362M	$362M	41	39	16	n/a	n/a
2023	Mar 29, 2024	$313M	$313M	31	28	10	n/a	n/a
2022	Mar 30, 2023	$184M	$184M	9	9	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	5	-2	11.9%	0	1	0	10	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$419M	$362M	15.7%	$184M	31.5%	60	41	16	16

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AE WEALTH MANAGEMENT, LLC	2	Jul 13, 2022	Aug 2, 2022	BUDA, TX	Team lift out	RIA to ibd	25.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH STRATEGIES ADVISORY GROUP	2	Nov 1, 2023	Jul 26, 2023	SCOTTSDALE, AZ	Team lift out	Other	66.7%
AE WEALTH MANAGEMENT, LLC	2	Jan 18, 2023	Oct 31, 2022	KIRKWOOD, MO	Team lift out	Ibd to RIA	0.5%
AE WEALTH MANAGEMENT, LLC	5	Jan 17, 2023	Oct 24, 2022	TOPEKA, KS	Team lift out	Ibd to RIA	1.3%
KALOS MANAGEMENT	5	Aug 1, 2022	Jul 3, 2022	PONTE VEDRA BEACH, FL	Team lift out	Ibd to RIA	8.8%
KALOS MANAGEMENT	2	Aug 1, 2022	Jul 1, 2022	BASTROP, TX	Team lift out	Ibd to RIA	3.5%

Relationships

Registered with (49)

← Nikki Kay PolistinaAdvisorregistration: current employment
Apr 9, 2026 to presentfactForm ADV
← Ryan Lane VaughnAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Ashley Marie KempenskiAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← Joel EverettAdvisorregistration: current employment
Feb 9, 2026 to presentfactForm ADV
← TERENCE HERBERT TAYLORAdvisorregistration: current employment
Nov 15, 2025 to presentfactForm ADV
← Cole Stanton PickettAdvisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← Bryson BlackwellAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Troy Ray ThompsonAdvisorregistration: current employment
Sep 3, 2025 to presentfactForm ADV
← STEVEN J PERRMANNAdvisorregistration: current employment
Aug 25, 2025 to presentfactForm ADV
← Tobin Allen Narciso ShortAdvisorregistration: current employment
Jul 23, 2025 to presentfactForm ADV
← Cody Michael SurmaAdvisorregistration: current employment
Jun 3, 2025 to presentfactForm ADV
← John Paul MillerAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← CORWIN EUGENE DAVIDSONAdvisorregistration: current employment
Dec 4, 2024 to presentfactForm ADV
← Daniel R RicksAdvisorregistration: current employment
Oct 25, 2024 to presentfactForm ADV
← Micah Anthony MedellinAdvisorregistration: current employment
May 29, 2024 to presentfactForm ADV
← Daniel Joseph RoemermanAdvisorregistration: current employment
Jan 4, 2024 to presentfactForm ADV
← Sebastiano VassalloAdvisorregistration: current employment
Oct 3, 2023 to presentfactForm ADV
← John Matthew LinnAdvisorregistration: current employment
Oct 3, 2023 to presentfactForm ADV
← AMY JOSLINAdvisorregistration: current employment
Sep 14, 2023 to presentfactForm ADV
← Chad BenoitAdvisorregistration: current employment
Sep 8, 2023 to presentfactForm ADV
← Vincent Keith AnnableAdvisorregistration: current employment
Jul 26, 2023 to presentfactForm ADV
← Robert Lloyd AnnableAdvisorregistration: current employment
Jul 26, 2023 to presentfactForm ADV
← KEITH BERNARD STINEBAKERAdvisorregistration: current employment
May 23, 2023 to presentfactForm ADV
← STEVEN ANDREW SHORLEYAdvisorregistration: current employment
May 22, 2023 to presentfactForm ADV
← DONALD GENE DURRAdvisorregistration: current employment
May 6, 2023 to presentfactForm ADV
← LARRY KENNETH LYONSAdvisorregistration: previous registration
Jul 1, 2022 to Jul 15, 2022factForm ADV
← JOHN EDWARD MORIARTYAdvisorregistration: previous registration
Jul 1, 2022 to Jul 13, 2022factForm ADV
← JESSICA MICHELLE KNUTSONAdvisorregistration: current employment
Oct 31, 2022 to presentfactForm ADV
← ROBERT FRANCIS SCHILLYAdvisorregistration: current employment
Oct 24, 2022 to presentfactForm ADV
← Kyle WilcuttAdvisorregistration: current employment
Oct 24, 2022 to presentfactForm ADV
and 19 more

Controls (4)

← MORIARTY, JOHN, EDWARDOwnerMEMBER, ownership code C, individual
Sep 1, 2022 to Aug 29, 2024factForm ADV
← MATTINGLY, JOHN, TYLEROwnerPRESIDENT, ownership code NA, individual
Mar 29, 2024 to Aug 29, 2024factForm ADV
← QUARTUCCI, JOSEPH, ALLENOwnerCHIEF EXECUTIVE OFFICER, MEMBER, ownership code D, individual
Sep 1, 2022 to Aug 29, 2024factForm ADV
← Wheadon, Bruce, AlanOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 24, 2024 to Aug 29, 2024factForm ADV

Owns (1)

← Wilkerson, Diana, LOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2024 to Aug 29, 2024factForm ADV

Moved with (3)

← AE WEALTH MANAGEMENT, LLCRegistered adviser6 advisors, team lift out
Jan 18, 2023 to Nov 1, 2022factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out
Jul 13, 2022 to Aug 2, 2022factForm ADV
← KALOS MANAGEMENTRegistered adviser5 advisors, team lift out, same day
Aug 1, 2022 to Jul 3, 2022factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 14, 2026
Advisor changed firm
Jeremy Doak Cheatham left Transce3Nd Llc for Cwm, Llc (registered 2026-08-19)
Form ADVobserved 5 days ago
Occurred
Jun 1, 2026
Advisor changed firm
Lacey Thompson-Krul left Transce3Nd Llc for Foundations Investment Advisors Llc (registered 2026-06-23)
Form ADVobserved 5 days ago
Occurred
Feb 23, 2026
Advisor changed firm
Raymond Cripps De Witt left Transce3Nd Llc for Realta Investment Advisors, Inc (registered 2026-02-27)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2026
Advisor changed firm
Ryan J Munoz left Transce3Nd Llc for Realta Investment Advisors, Inc (registered 2026-02-06)
Form ADVobserved 5 days ago
Occurred
Dec 10, 2025
Advisor changed firm
Lee Anthony Schwartz left Transce3Nd Llc for Familywealth (registered 2026-01-13)
Form ADVobserved 5 days ago
Occurred
Jul 29, 2025
Advisor changed firm
Justin Duane Mundt left Transce3Nd Llc for Gibbs Wealth Management, Llc (registered 2025-07-02)
Form ADVobserved 5 days ago
Occurred
Apr 8, 2025
Advisor changed firm
Andrew John Dinkelmeyer left Transce3Nd Llc for Arkadios Wealth Advisors (registered 2025-04-09)
Form ADVobserved 5 days ago
Occurred
May 24, 2024
Control person joined
Alan Bruce Wheadon (Chief Compliance Officer) appeared on Schedule A of Transce3Nd Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed
Transce3Nd Llc reported RAUM $313.2M, up 70% from $184.3M (2023-07-27 to 2024-03-29)
Form ADVobserved 5 days ago
$129M
Occurred
Mar 29, 2024
Control person left
Michael Max Mccomb (Chief Compliance Officer) no longer on Schedule A of Transce3Nd Llc (listed 2023-07-27, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Control person joined
Tyler John Mattingly (Chief Compliance Officer, President) appeared on Schedule A of Transce3Nd Llc
Form ADVobserved 5 days ago
Occurred
Nov 1, 2023
Team lift-out
2 advisors left Wealth Strategies Advisory Group (Scottsdale, AZ) for Transce3Nd LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 12, 2023
Control person joined
Michael Max Mccomb (Chief Compliance Officer) appeared on Schedule A of Transce3Nd Llc
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
Team lift-out
2 advisors left AE Wealth Management, LLC (Kirkwood, MO) for Transce3Nd LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jan 17, 2023
Team lift-out
5 advisors left AE Wealth Management, LLC (Topeka, KS) for Transce3Nd LLC within 8 days
Form ADVobserved 3 days ago
5 advisors
Occurred
Sep 1, 2022
First Form ADV filing
Transce3Nd Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2022
Team lift-out
2 advisors left Kalos Management (Bastrop, TX) for Transce3Nd LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Aug 1, 2022
Team lift-out
5 advisors left Kalos Management (Ponte Vedra Beach, FL) for Transce3Nd LLC on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Jul 15, 2022
Advisor changed firm
Larry Kenneth Lyons left Transce3Nd Llc for Ae Wealth Management, Llc (registered 2022-08-02)
Form ADVobserved 5 days ago
Occurred
Jul 13, 2022
Team lift-out
2 advisors left Transce3Nd LLC (Buda, TX) for AE Wealth Management, LLC within 2 days
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 13, 2022
Advisor changed firm
John Edward Moriarty left Transce3Nd Llc for Ae Wealth Management, Llc (registered 2022-07-29)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

Occurred
Mar 17, 2025
Transce3Nd Llc reported 39 state-registered advisory representatives, up from 15 (2024-08-29 to 2025-03-17)
Occurred
Mar 29, 2024
Transce3Nd Llc reported 10 offices beyond its principal office, up from 5 (2023-07-27 to 2024-03-29)
Occurred
Nov 1, 2022
Transce3Nd Llc reported 5 offices beyond its principal office, up from 0 (2022-09-01 to 2022-11-01)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72a44127-92bb-d1d0-ae34-ddfbbf43a31f
First observed: Sep 1, 2022
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRANSCE3ND LLC

CRD 317745

BUDA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72a44127-92bb-d1d0-ae34-ddfbbf43a31f

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH ALLEN QUARTUCCI

Chartered Financial Consultant

BUDA, TX

yes

Mark Douglas Caldwell

Certified Financial Planner

BUDA, TX

yes

CLELLAN VANCE HYATT

n/a

BUDA, TX

yes

JENNIFER KRISTIE TAYLOR

n/a

BUDA, TX

yes

JOSHUA MARK HUARD

n/a

BUDA, TX

yes

KYLE JASON ROBARGE

n/a

BUDA, TX

yes

WILLIAM JOSEPH ALEXANDER

n/a

Dallas, TX | BUDA, TX

Arpit Sharma

n/a

BUDA, TX

n/a

MARK CHARLES SCHREIBER

n/a

BUDA, TX | KIRKWOOD, MO

yes

BRUCE GERARD WEHNER

n/a

KIRKWOOD, MO | BUDA, TX

yes

STEPHEN C JOSEPH

n/a

BUDA, TX | KIRKWOOD, MO

yes

CONNER CAPPS

n/a

Kirkwood, MO | BUDA, TX

yes

ROBERT FRANCIS SCHILLY

n/a

BUDA, TX | KIRKWOOD, MO

yes

Kyle Wilcutt

n/a

BUDA, TX | KIRKWOOD, MO

yes

JOHN EDWARD MORIARTY

Chartered Financial Consultant

BUDA, TX | KIRKWOOD, MO

yes

JESSICA MICHELLE KNUTSON

n/a

BUDA, TX | KIRKWOOD, MO

yes

LARRY KENNETH LYONS

Chartered Financial Consultant

BUDA, TX | CUMMING, GA

yes

DONALD GENE DURR

n/a

BEAUMONT, TX | BUDA, TX

STEVEN ANDREW SHORLEY

n/a

BUDA, TX | St Peters, MO

yes

KEITH BERNARD STINEBAKER

n/a

St Peters, MO | BUDA, TX

yes

Vincent Keith Annable

n/a

BUDA, TX | Scottsdale, AZ

yes

Robert Lloyd Annable

n/a

Scottsdale, AZ | BUDA, TX

yes

Chad Benoit

n/a

BUDA, TX | BASTROP, TX

n/a

yes

AMY JOSLIN

n/a

Henderson, NV | BUDA, TX

yes

Sebastiano Vassallo

n/a

DALLAS, TX | BUDA, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MATTINGLY, JOHN, TYLER

President

yes

03/2024

Mar 29, 2024

Aug 29, 2024

MORIARTY, JOHN, EDWARD

Member

yes

08/2022

Sep 1, 2022

Aug 29, 2024

QUARTUCCI, JOSEPH, ALLEN

CHIEF EXECUTIVE OFFICER, MEMBER

yes

12/2021

Sep 1, 2022

Aug 29, 2024

Wheadon, Bruce, Alan

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 24, 2024

Aug 29, 2024

Wilkerson, Diana, L

CHIEF OPERATING OFFICER

09/2022

Mar 29, 2024

Aug 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

APU TAX LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Kirkwood

United States

yes

Scottsdale

United States

yes

Bastrop

United States

yes

Hazelwood

United States

yes

ST. PETERS

United States

yes

Stuart

United States

yes

Cumming

United States

yes

WHITE BEAR LAKE

United States

ST. PETERS

United States

yes

Beaumont

United States

Dallas

United States

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$419M

n/a

2024

Mar 17, 2025

$362M

n/a

2023

Mar 29, 2024

$313M

n/a

2022

Mar 30, 2023

$184M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

11.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$419M

$362M

15.7%

$184M

31.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AE WEALTH MANAGEMENT, LLC

Jul 13, 2022

Aug 2, 2022

BUDA, TX

Team lift out

RIA to ibd

25.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH STRATEGIES ADVISORY GROUP

Nov 1, 2023

Jul 26, 2023

SCOTTSDALE, AZ

Team lift out

Other

66.7%

AE WEALTH MANAGEMENT, LLC

Jan 18, 2023

Oct 31, 2022

KIRKWOOD, MO

Team lift out

Ibd to RIA

0.5%

AE WEALTH MANAGEMENT, LLC

Jan 17, 2023

Oct 24, 2022

TOPEKA, KS

Team lift out

Ibd to RIA

1.3%

KALOS MANAGEMENT

Aug 1, 2022

Jul 3, 2022

PONTE VEDRA BEACH, FL

Team lift out

Ibd to RIA

8.8%

KALOS MANAGEMENT

Aug 1, 2022

Jul 1, 2022

BASTROP, TX

Team lift out

Ibd to RIA

3.5%