DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

DINA KAE AHTEN

Advisor at SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

EUGENE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:196fb488-0b42-dede-c63d-24c7ef3566bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 26, 2001
First registration: Jan 3, 2008
Dual registered: no
Other names: DINA KAE HIRAI|DINA KAE HIRAI
IAPD individual key: 4299722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC	Independent wealth	Nov 28, 2011	n/a	yes	EUGENE, OR	Current employment
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Sep 24, 2010	Nov 28, 2011	no	EUGENE, OR	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 11, 2010	no	EUGENE, OR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 3, 2008	Jun 1, 2009	no	EUGENE, OR\|EUGENE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC	SAPIENT PRIVATE WEALTH MANAGEMENT, LLC	Nov 28, 2011	Nov 28, 2011	0	Channel change	Other
MORGAN STANLEY	SAPIENT PRIVATE WEALTH MANAGEMENT, LLC	Oct 11, 2010	Sep 24, 2010	-17	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ SAPIENT PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 28, 2011 to presentfactForm ADV
→ SAPIENT PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 24, 2010 to Nov 28, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 11, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 3, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.