DFX Intelligence

S•••••• P•••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

S•••••• P•••••• W••••• M••••••••• L••

S•••••• P•••••• W••••• M••••••••• SERVICES, LLC, CRD 159419

EUGENE, OR

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 5
On other graphs: 0
Observed: Nov 10, 2011 to Mar 30, 2026
31 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

C••• F•••••••• C••••••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

C••••••• D••••••• • R••• F••• X••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $1.6Bderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••••• P•••••• E••••	n/a	EUGENE, OR	14	42	3	no
J••• B•••••• F•••••	n/a	EUGENE, OR	14	23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••• J••••• P•••	CHIEF INVESTMENT OFFICER	Na	yes	10/2018	Mar 30, 2026	Mar 30, 2026
E••••• G••••••• P••••••	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	09/2011	Mar 30, 2026	Mar 30, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.4B	23.3%	$1.1B	16.6%	15	14	0	0

Relationships

Controls (12)

← F•••• O••••••••• L••OwnerMEMBER (MANAGER), ownership code E, domestic entity
Mar 30, 2026 to presentfactForm ADV
← K••••••• D•••••• S•OwnerPARTNER, ownership code NA, individual
Mar 30, 2026 to presentfactForm ADV
← E••••• G••••••• P••••••OwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2026 to presentfactForm ADV
← E••• J••••• P•••OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2026 to present

Dated events

Order

Occurred
21 Jun 2024
Control person left
••• Locked
Form ADV
Occurred
16 Feb 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Mar 2020
Control person left
••• Locked
Form ADV
Occurred
26 Mar 2019
Control person joined2 events
S•••••• P•••••• W••••• M••••••••• L••: control person joined, 2 events, on 26 Mar 2019
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 10, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••••• G• E••••	n/a	EUGENE, OR	2	10	n/a	no
L•••• L••••• C•••	n/a	EUGENE, OR	2	23	n/a	no
H••••• A••••• A••••••	n/a	EUGENE, OR	1	10	n/a	no

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• F•• U••••••• H•••••••• L•	SHAREHOLDER CLASS B COMMON STOCK	E	yes	08/2023	Sep 22, 2023	Jun 21, 2024
F•••••••• F•• U••••••• H•••••••• L•	Shareholder	E	yes	08/2023	Sep 22, 2023	Jun 21, 2024
F•••• F•••••••• P••••••• I•••	Member	E	yes	07/2018	Aug 22, 2018	Jun 21, 2024
F•••• F•••••••• P•••••••• L••	Member	E	yes	01/2007	Nov 10, 2011	Jun 21, 2024

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 16, 2016	$711M	$686M	11	10	n/a	n/a	n/a
2014	Mar 13, 2015	$734M	$699M	11	10	n/a	n/a	n/a
2013	Mar 19, 2014	$624M	$603M	10	9	n/a	n/a	n/a
2012	Feb 26, 2013	$555M	$533M	10	8	n/a	n/a	n/a
2011	Mar 28, 2012	$521M	$508M	n/a	n/a	n/a	n/a	n/a