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RIA / WealthAdvisor25 years in industry

ALAN THOMAS MCCLAIN

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS | HOUSTON, TX

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Search this name across graphsid dfx:ria:1971307d-d7c5-5dc2-bf6b-4d8d70586bd9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 7, 2010
First registration: Mar 15, 2001
Dual registered: no
IAPD individual key: 3265334

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Sep 28, 2023	n/a	yes	HOUSTON, TX\|OVERLAND PARK, KS	Current employment
GIRARD SECURITIES, INC.	Former SEC adviser	Apr 9, 2010	Dec 31, 2014	no	HOUSTON, TX\|SAN DIEGO, CA	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Feb 21, 2006	Oct 27, 2023	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
UNITED CAPITAL INVESTMENT ADVISERS, INC	n/a	Feb 2, 2006	Dec 31, 2006	no	HOUSTON, TX	Previous registration
FINANCIAL SYNERGIES ADVISORY, LTD.	n/a	Nov 3, 2005	Apr 26, 2006	no	HOUSTON, TX	Previous registration
STABIL CAPITAL MANAGEMENT, INC.	n/a	Mar 15, 2001	May 1, 2006	no	CORPUS CHRISTI, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	GIRARD SECURITIES, INC.	Oct 27, 2023	Apr 9, 2010	-4,949	Firm change after gap	Other
GIRARD SECURITIES, INC.	PRIME CAPITAL FINANCIAL	Dec 31, 2014	Sep 28, 2023	3,193	Firm change after gap	Other
UNITED CAPITAL INVESTMENT ADVISERS, INC	UNITED CAPITAL FINANCIAL ADVISORS	Dec 31, 2006	Feb 21, 2006	-313	Firm change after gap	Other
STABIL CAPITAL MANAGEMENT, INC.	FINANCIAL SYNERGIES ADVISORY, LTD.	May 1, 2006	Nov 3, 2005	-179	Firm change after gap	Other
FINANCIAL SYNERGIES ADVISORY, LTD.	UNITED CAPITAL INVESTMENT ADVISERS, INC	Apr 26, 2006	Feb 2, 2006	-83	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134600:18697:TX:2023-10-13	Oct 27, 2023	Apr 9, 2010	HOUSTON, TX	Firm change after gap

Relationships

Registered with (6)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Sep 28, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 21, 2006 to Oct 27, 2023factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Apr 9, 2010 to Dec 31, 2014factForm ADV
→ UNITED CAPITAL INVESTMENT ADVISERS, INCRegistered adviserregistration: previous registration
Feb 2, 2006 to Dec 31, 2006factForm ADV
→ STABIL CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 15, 2001 to May 1, 2006factForm ADV
→ FINANCIAL SYNERGIES ADVISORY, LTD.Registered adviserregistration: previous registration
Nov 3, 2005 to Apr 26, 2006factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
Alan Thomas Mcclain left United Capital Financial Advisors for Girard Securities, Inc. (registered 2010-04-09)
Form ADVobserved 5 days ago