RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• T••••• M••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Sep 28, 2023 · Houston, Tx
- G••••• S••••••••• I••• formerApr 9, 2010 to Dec 31, 2014 · Houston, Tx
- U••••• C•••••• F•••••••• A••••••• independent RIAFeb 21, 2006 to Oct 27, 2023 · Houston, Tx
- U••••• C•••••• I••••••••• A•••••••• I•• unclassifiedFeb 2, 2006 to Dec 31, 2006 · Houston, Tx
- F•••••••• S•••••••• A•••••••• L••• unclassifiedNov 3, 2005 to Apr 26, 2006 · Houston, Tx
- S••••• C•••••• M••••••••• I••• unclassifiedMar 15, 2001 to May 1, 2006 · Corpus Christi, Tx
- U••••• C•••••• F•••••••• A••••••• to G••••• S••••••••• I•••left Oct 27, 2023, registered Apr 9, 2010 (-4949 days) · Other · moved with a team
- G••••• S••••••••• I••• to P•••• C•••••• F••••••••left Dec 31, 2014, registered Sep 28, 2023 (3193 days) · Other
- U••••• C•••••• I••••••••• A•••••••• I•• to U••••• C•••••• F•••••••• A•••••••left Dec 31, 2006, registered Feb 21, 2006 (-313 days) · Other
- S••••• C•••••• M••••••••• I••• to F•••••••• S•••••••• A•••••••• L•••left May 1, 2006, registered Nov 3, 2005 (-179 days) · Other
- F•••••••• S•••••••• A•••••••• L••• to U••••• C•••••• I••••••••• A•••••••• I••left Apr 26, 2006, registered Feb 2, 2006 (-83 days) · Other
- A••• T••••• M•••••• left U••••• C•••••• F•••••••• A••••••• for G••••• S••••••••• I••• (registered 2010-04-09)Oct 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address