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T•••• O• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

T•••• O• N••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

GREENWICH, CT | NEW YORK, NY

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Search this name across graphsid dfx:ria:197447f1-fe1e-a544-9575-6bda2b989c63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 8, 2023	n/a	yes	GREENWICH, CT\|NEW YORK, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 19, 2010	Jun 2, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 14, 2010	Oct 19, 2010	188	Firm change	Other
M•• F•••••••• S•••••••• I•••	W•••••• • R•••	Mar 23, 2010

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 19, 2010 to Jun 2, 2015factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 17, 2010 to Apr 14, 2010factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 9, 2009 to Mar 23, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:197447f1-fe1e-a544-9575-6bda2b989c63
First observed: Oct 9, 2009
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.