DFX Intelligence

G•••••• A••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

G•••••• A••••• K••••••

Advisor at W••••• A••••••• S•••••••• L••

Kansas City, MO | SHOREWOOD, IL

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Search this name across graphsid dfx:ria:19779525-3a16-1e95-fa29-f12a937a92b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• S•••••••• L••	I•••••••••_MANAGER	Dec 11, 2025	n/a	yes	SHOREWOOD, IL\|Kansas City, MO	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Dec 23, 2025	no	KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••• I••••••••• A••••••• L••	Jan 26, 2026	Jun 29, 2023	-942	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	W••••• A••••••• S•••••••• L••	Dec 23, 2025	Dec 11, 2025

Relationships

Registered with (6)

→ W••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 8, 2013 to Jan 26, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Dec 23, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Jan 26, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 23, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 29, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19779525-3a16-1e95-fa29-f12a937a92b5
First observed: Jan 7, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.