This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMPASS FINANCIAL MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 31, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Jan 31, 2008

First registration

Oct 18, 2012

Dual registered

no

IAPD individual key

5403100

• Occurred

  Aug 21, 2024
  Advisor changed firm

  Mark Alan Fleming left Paradigm Wealth Management, Llc for Compass Financial Management Llc (registered 2024-07-16)

  Form ADVobserved 6 days ago
• Occurred

  Sep 5, 2023
  Advisor changed firm

  Mark Alan Fleming left Rothschild Wealth Llc for Paradigm Wealth Management, Llc (registered 2023-09-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1980b450-6eb3-2efa-00d8-a2707c0fe7e5

First observed

Oct 18, 2012

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.