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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PARADIGM WEALTH MANAGEMENT, LLC

CRD 148662

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82c3ddb9-1f4c-7a4c-d925-b3de6e6be0c7

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 1, 2012 to Mar 9, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $563MItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $542M
Private client RAUM: $549MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $93.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 500
Individual clients: 245
High net worth clients: 171
SEC number: 801-69719
CRD: 148662
Filings on the tape: 21
First filed: Mar 1, 2012
Latest filed: Mar 9, 2026
Organised: Limited Liability Company, OH
Website: investpwm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS CARL KUHLMAN	n/a	WESTLAKE, OH	17	27	1	no
MARGARET MARY QUINN	Certified Financial Planner	WESTLAKE, OH \| CHICAGO, IL	11	40	1	no
MARNIE RENEE RANDEL	Certified Financial Planner	WESTLAKE, OH	11	11	n/a	no
GREGORY STEVEN JOHNSON	n/a	WESTLAKE, OH \| Oak Brook, IL	3	27	2	no
KEVIN VINCENT COONEY	n/a	WESTLAKE, OH \| Michigan City, IN	3	19	4	no
Parker Taylor	n/a	WESTLAKE, OH \| Oakbrook, IL \| Chicago, IL	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KUHLMAN, DOUGLAS, CARL	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	10/2008	Mar 1, 2012	Feb 21, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	1	no
Oakbrook	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$563M	$542M	7	6	2	n/a	n/a
2024	Mar 6, 2025	$476M	$454M	7	6	2	n/a	n/a
2023	Feb 21, 2024	$348M	$320M	7	6	2	n/a	n/a
2022	Feb 9, 2023	$261M	$238M	4	3	1	n/a	n/a
2021	Mar 7, 2022	$287M	$259M	4	3	1	n/a	n/a
2020	Jan 26, 2021	$258M	$234M	3	3	2	n/a	n/a
2019	Feb 26, 2020	$222M	$201M	3	3	2	n/a	n/a
2018	Jan 28, 2019	$185M	$168M	3	3	1	n/a	n/a
2017	Feb 14, 2018	$185M	$169M	3	3	1	n/a	n/a
2016	Jan 24, 2017	$162M	$133M	3	3	n/a	n/a	n/a
2015	Jan 26, 2016	$143M	$116M	3	3	n/a	n/a	n/a
2014	Feb 26, 2015	$137M	$110M	3	3	n/a	n/a	n/a
2013	Mar 21, 2014	$132M	$108M	2	2	n/a	n/a	n/a
2012	Mar 4, 2013	$98.2M	$77.0M	2	2	n/a	n/a	n/a
2011	Mar 1, 2012	$91.4M	$71.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$563M	$476M	18.5%	$261M	29.2%	7	7	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROTHSCHILD WEALTH LLC	3	Sep 5, 2023	Sep 6, 2023	OAKBROOK, IL	Team lift out	RIA to RIA	16.7%

Relationships

Registered with (7)

← Parker TaylorAdvisorregistration: current employment
Jun 20, 2025 to presentfactForm ADV
← KEVIN VINCENT COONEYAdvisorregistration: current employment
Sep 6, 2023 to presentfactForm ADV
← GREGORY STEVEN JOHNSONAdvisorregistration: current employment
Sep 1, 2023 to presentfactForm ADV
← MARNIE RENEE RANDELAdvisorregistration: current employment
Dec 17, 2014 to presentfactForm ADV
← MARGARET MARY QUINNAdvisorregistration: current employment
Dec 12, 2014 to presentfactForm ADV
← DOUGLAS CARL KUHLMANAdvisorregistration: current employment
Nov 19, 2008 to presentfactForm ADV
← MARK ALAN FLEMINGAdvisorregistration: previous registration
Sep 1, 2023 to Aug 21, 2024factForm ADV

Controls (1)

← KUHLMAN, DOUGLAS, CARLOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 1, 2012 to Feb 21, 2024factForm ADV

Moved with (1)

← ROTHSCHILD WEALTH LLCRegistered adviser3 advisors, team lift out, same day
Sep 5, 2023 to Sep 6, 2023factForm ADV

Dated events

Occurred
Mar 6, 2025
Regulatory AUM changed
Paradigm Wealth Management, Llc reported RAUM $475.6M, up 37% from $347.9M (2024-02-21 to 2025-03-06)
Form ADVobserved 6 days ago
$128M
Occurred
Aug 21, 2024
Advisor changed firm
Mark Alan Fleming left Paradigm Wealth Management, Llc for Compass Financial Management Llc (registered 2024-07-16)
Form ADVobserved 6 days ago
Occurred
Sep 5, 2023
Team lift-out
3 advisors left Rothschild Wealth LLC (Oakbrook, IL) for Paradigm Wealth Management, LLC on the same day
Form ADVobserved 5 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82c3ddb9-1f4c-7a4c-d925-b3de6e6be0c7
First observed: Mar 1, 2012
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARADIGM WEALTH MANAGEMENT, LLC

CRD 148662

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82c3ddb9-1f4c-7a4c-d925-b3de6e6be0c7

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS CARL KUHLMAN

n/a

WESTLAKE, OH

MARGARET MARY QUINN

Certified Financial Planner

WESTLAKE, OH | CHICAGO, IL

MARNIE RENEE RANDEL

Certified Financial Planner

WESTLAKE, OH

n/a

GREGORY STEVEN JOHNSON

n/a

WESTLAKE, OH | Oak Brook, IL

KEVIN VINCENT COONEY

n/a

WESTLAKE, OH | Michigan City, IN

Parker Taylor

n/a

WESTLAKE, OH | Oakbrook, IL | Chicago, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KUHLMAN, DOUGLAS, CARL

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2008

Mar 1, 2012

Feb 21, 2024

City

State

Country

Employees

Also broker-dealer

Chicago

United States

Oakbrook

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$563M

$542M

n/a

2024

Mar 6, 2025

$476M

$454M

n/a

2023

Feb 21, 2024

$348M

$320M

n/a

2022

Feb 9, 2023

$261M

$238M

n/a

2021

Mar 7, 2022

$287M

$259M

n/a

2020

Jan 26, 2021

$258M

$234M

n/a

2019

Feb 26, 2020

$222M

$201M

n/a

2018

Jan 28, 2019

$185M

$168M

n/a

2017

Feb 14, 2018

$185M

$169M

n/a

2016

Jan 24, 2017

$162M

$133M

n/a

2015

Jan 26, 2016

$143M

$116M

n/a

2014

Feb 26, 2015

$137M

$110M

n/a

2013

Mar 21, 2014

$132M

$108M

n/a

2012

Mar 4, 2013

$98.2M

$77.0M

n/a

2011

Mar 1, 2012

$91.4M

$71.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$563M

$476M

18.5%

$261M

29.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROTHSCHILD WEALTH LLC

Sep 5, 2023

Sep 6, 2023

OAKBROOK, IL

Team lift out

RIA to RIA

16.7%