DFX Intelligence

J•••• R•••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

J•••• R•••• G•••

Advisor at S••••••••• F•••••••• G••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:1988c72e-fccb-248f-6f5f-58d3d8200d5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• G••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• G••••• L••	Mixed wealth	Sep 30, 2025	n/a	yes	ST. LOUIS, MO	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 30, 2018	Sep 30, 2025	no	St. Louis, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••••••• F•••••••• G••••• L••	Sep 30, 2025	Sep 30, 2025	0	Firm change	Ibd to new firm
O••••••••• • C•• I•••	C••••••••• F•••••••• N••••••	Dec 7, 2018	Nov 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:337972:MO:2025-09-30	Sep 30, 2025	Sep 30, 2025	ST LOUIS, MO	Firm change

Relationships

Registered with (4)

→ S••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 30, 2018 to Sep 30, 2025factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Sep 9, 2013 to Dec 7, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
J•••• R•••• G••• left C••••••••• F•••••••• N•••••• for S••••••••• F•••••••• G••••• L•• (registered 2025-09-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1988c72e-fccb-248f-6f5f-58d3d8200d5f
First observed: Dec 15, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.