DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R•••• G•••

S••••••••• F•••••••• G••••• L••mixed wealthSt. Louis, MoIA-onlyIAPD 5988241

Feed of 09/14/2026

Also filed as J•••• G•••

At current firm

0 y

since Sep 30, 2025

In the industry

14 y

since Dec 14, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• F•••••••• G••••• L•• mixed wealth current
since Sep 30, 2025 · St. Louis, Mo
C••••••••• F•••••••• N•••••• national BD
Nov 30, 2018 to Sep 30, 2025 · St. Louis, Mo
O••••••••• • C•• I••• BD affiliated
Sep 9, 2013 to Dec 7, 2018 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Dec 15, 2011 to Sep 9, 2013 · Clayton, Mo

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to S••••••••• F•••••••• G••••• L••
left Sep 30, 2025, registered Sep 30, 2025 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
O••••••••• • C•• I••• to C••••••••• F•••••••• N••••••
left Dec 7, 2018, registered Nov 30, 2018 (-7 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to O••••••••• • C•• I•••
left Sep 9, 2013, registered Sep 9, 2013 (0 days) · Other

Signals

J•••• R•••• G••• left C••••••••• F•••••••• N•••••• for S••••••••• F•••••••• G••••• L•• (registered 2025-09-30)
Sep 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address